Search Results for: Compliance and Surveillance

BitMEX-and-Solidus-Labs-Extend-Partnership-to-Enhance-Cross-Market-Surveillance
Cryptocurrency Fintech News

BitMEX and Solidus Labs Extend Partnership to Enhance Cross-Market Surveillance

Business Wire
by Business Wire0
The partnership aims to incorporate HALO, Solidus’ extensive crypto-native trade surveillance and market integrity hub, into BitMEX’s platform. to detect potential abusive behaviours across its Spot and Derivatives markets BitMEX, one of the world’s largest crypto trading platforms, announced today the expansion of its partnership with Solidus Labs, a category-defining......
GAIM Ops Cayman Explores the State of Alternative Investment Operations with Top Government Officials, Regulatory Agencies, Legal, Fintech and Financial Firm Leaders
Investment Services News

GAIM Ops Cayman Explores the State of Alternative Investment Operations with Top Government Officials, Regulatory Agencies, Legal, Fintech and Financial Firm Leaders

PR Newswire
by PR Newswire0
The event begins April 14 through 17, 2024 at the Ritz-Carlton, Grand Cayman. More than 700 c-suite executives, managing directors, top government officials and senior professionals shaping the alternative investment operations are expected at this year’s GAIM Ops Cayman in Grand Cayman to discuss operations, legal issues, security, AI, tech, and due diligence. The curated......
eflow Launches Global Trends in Market Abuse and Trade Surveillance Report as 60% of Financial Firms Report That They Struggle to Keep up With Regulatory Changes
Finance Fintech News

eflow Released “Global Trends in Market Abuse and Trade Surveillance”

Fintech News Desk
by Fintech News Desk0
Quantitative research shows that 74% of firms struggle with cross-border compliance, and AI and global instability threaten a new wave of criminal and compliance issues. UK-based RegTech (Regulatory Technology) scaleup eflow Global launches an extensive research-based report exploring the regulatory landscape, global market abuse trends, and the compliance challenges that......
Smartria Unveils Innovative Cybersecurity Focus Solution, Pioneering Compliance Readiness
Investment Services News

Smartria Unveils Innovative Cybersecurity Focus Solution, Pioneering Compliance Readiness

Business Wire
by Business Wire0
Through a strategic partnership with CyberSecureRIA, Smartria enables advisors to add necessary cybersecurity capabilities to their comprehensive compliance solution. Smartria, a trailblazer in compliance management solutions for Registered Investment Advisors (RIAs), hybrid RIAs and RIA compliance consultants, is proud to announce the launch of its new solution, Cybersecurity Focus, which......
Argus and StarCompliance Strike Partnership Providing Comprehensive Digital Assets Monitoring
Cryptocurrency Digital Asset Management News

Argus and StarCompliance Strike Partnership Providing Comprehensive Digital Assets Monitoring

PR Newswire
by PR Newswire0
The Partnership Combines Cutting-Edge Employee Digital Assets Trading Controls and Best-In-Class Compliance Solutions StarCompliance, a leading SaaS provider of employee compliance technology solutions, announced its partnership with Argus, a New York-based employee digital assets trading compliance software with robust controls for risk associated with crypto assets. By combining the expertise of both......
Shield and LeapXpert Survey: WhatsApp and Messaging Apps Still a Major Risk for Banks
News Risk Management

Survey: WhatsApp and Messaging Channels Remain Biggest Threat to Bank Risk Management Despite Massive Fines

PR Newswire
by PR Newswire0
Survey finds 73% of financial institutions lack confidence in their ability to monitor and regulate communication on unapproved channels Shield, solving communication compliance for financial institutions, and LeapXpert, the responsible business communication pioneer, partnered to release findings that show only half of financial institutions (51%) are monitoring employee communications over WhatsApp.......
The Bank of London Formally Applies for European Union Banking Licence and Announces 200M Euros Investment
Banking Investment Services News

The Bank of London Formally Applies for European Union Banking Licence and Announces 200M Euros Investment

Business Wire
by Business Wire0
The Bank of London announces it has submitted its formal application for a European Union (EU) Banking Licence and commits to 200M euros investment and hiring 300 people in Luxembourg over the next five years. Read More About Fintech Interview: Global Fintech Interview with Michael Rangel, Founder and CEO at Novo......
Shield Expands Suite of Proactive Risk Monitoring Solutions
News Risk Management

Shield Expands Suite of Proactive Risk Monitoring Solutions

PR Newswire
by PR Newswire0
Leader in AI-powered technology launches Supervision, offering financial organizations multi-layered coverage suited for every regulatory need Shield, solving communication compliance for financial institutions, announced the release of Shield. Supervision, as part of Shield. Proactive, a suite of AI-powered, risk monitoring solutions. Regulated financial services are struggling to keep up with......
ShiftPixy Initiates Investigation of Suspicious Trading Activity in Its Stock Leveraging New Data and Legal Framework
News Trading

ShiftPixy Initiates Investigation of Suspicious Trading Activity in Its Stock Leveraging New Data and Legal Framework

Business Wire
by Business Wire0
ShiftPixy, a Miami-based national staffing enterprise which designs, manages, and sells access to a disruptive, revolutionary platform that facilitates employment in the rapidly growing Gig Economy, announced it has engaged a registered broker dealer to review PIXY trading data and collaborate in filing FinCEN 314(b) suspicious activity reports (“SAR”) on......
ACA Group Launches ACA Signature to Meet Client Demand for Outsourced Compliance Programs
Compliance management News Risk Management

ACA Group Launches ACA Signature to Meet Client Demand for Outsourced Compliance Programs

Business Wire
by Business Wire0
New scalable solution is curated to suit financial firms’ unique compliance needs and challenges ACA Group (ACA), the leading governance, risk, and compliance (GRC) advisor in financial services,  announced the launch of ACA Signature, a scalable solution that combines compliance advisory services, innovative regulatory technology and managed services, to meet financial......
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