Search Results for: regulatory compliance

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BDO Launches New Compliance Center Powered by Microsoft

Fintech News Desk
by Fintech News Desk0
Holistic solution backed by trusted technology suite helps organizations streamline compliance with evolving legal and regulatory requirements BDO USA, LLP, one of the nation’s leading accounting and advisory firms, today announced the launch of a new integrated solution that helps organizations develop and maintain a comprehensive data governance, risk management......
Wolters Kluwer Introduces OneSumX ProViso to Help Manage Financial Institutions’ Regulatory Obligations
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Wolters Kluwer Introduces OneSumX ProViso to Help Manage Financial Institutions’ Regulatory Obligations

Fintech News Desk
by Fintech News Desk0
Solution combines AI with subject matter experts to help financial institutions manage regulatory change(Wolters Kluwer) Wolters Kluwer Compliance Solutions has introduced OneSumX ProViso, an AI-based solution that leverages Wolters Kluwer regulatory expertise, content and technology to help financial institutions develop, maintain and prove compliance with their legal obligations to U.S. federal and......
Jefferies Group Implements Behavox Compliance Solution to Enhance Speed, Agility of Global Risk Management Operations
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Jefferies Group Implements Behavox Compliance Solution to Enhance Speed, Agility of Global Risk Management Operations

Fintech News Desk
by Fintech News Desk0
Behavox, which provides the world’s only AI-based data operating platform that enables enterprises to aggregate, analyze, and act on their entire organization’s data, announced that Jefferies Group LLC, the world’s largest independent full-service global investment banking firm headquartered in the United States, has adopted and successfully implemented Behavox’s compliance solution......
RIA in a Box Launches Mobile App Giving RIAs Access to Compliance Tools Anywhere, Anytime
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RIA in a Box Launches Mobile App Giving RIAs Access to Compliance Tools Anywhere, Anytime

Fintech News Desk
by Fintech News Desk0
RIA in a Box, a leading provider of compliance, operations, and registration solutions for the wealth management industry, announced the launch of its new mobile application, designed to empower registered investment advisors (RIAs) to manage compliance planning and training in the palm of their hand. Advisors using the app will......
Eventus Systems appoints Joseph Schifano to new role of Global Head of Regulatory Affairs
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Eventus Systems appoints Joseph Schifano to new role of Global Head of Regulatory Affairs

Fintech News Desk
by Fintech News Desk0
Names Mikhail Gasiorowski Sales Director, North America and Diane Imas Director of Marketing(Eventus Systems ) Eventus Systems, Inc., a multi-award winning global trade surveillance and risk management software platform provider, announced the appointment of Joseph Schifano as Global Head of Regulatory Affairs, Mikhail Gasiorowski as Sales Director, North America, and Diane Imas as Director of Marketing. Schifano......
$3.5B Community Bank Selects Predict360's AI-Powered, Enterprise Risk and Compliance Management Solutions
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$3.5B Community Bank Selects Predict360’s AI-Powered, Enterprise Risk and Compliance Management Solutions

Fintech News Desk
by Fintech News Desk0
360factors, Inc., the industry leader in risk and compliance intelligence software for banks and financial services organizations, announced today that a U.S.-based community bank with over $3.5B in assets selected the company’s Predict360 risk and compliance intelligence platform, including software applications for Enterprise Risk Management, Key Risk Indicators (KRIs), Issues Management, Regulatory Change Management,......
NAVEX Global Study Identifies Culture, Executive Support and Automation as Key Drivers of Risk & Compliance Program Performance
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NAVEX Global Study Identifies Culture, Executive Support and Automation as Key Drivers of Risk & Compliance Program Performance

Fintech News Desk
by Fintech News Desk0
NAVEX Global, the leader in integrated risk and compliance management solutions, announced the release of its 2020 Definitive Risk and Compliance Benchmark Report. Based on a survey of over 1,400 risk and compliance professionals, the analysis showed a strong correlation between risk & compliance (R&C) program performance and strong, ethical......
360factors Launches Predict360 Quarterly Certifications and Attestations, an Automated Workflow Solution for Managing Sarbanes-Oxley Reporting Requirements
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$21B Bank Selects 360factors’ AI-Powered Regulatory Change Management Solution

Fintech News Desk
by Fintech News Desk0
360factors announced today that a leading, $21B regional bank based in Pennsylvania selected the company’s Predict360 risk and compliance intelligence platform to eliminate regulatory silos and streamline regulatory news, tracking, updates, and more while managing all regulatory change activities and documents. Before selecting the Predict360 Regulatory Change Management application, the bank used Continuity Controls RegAdvisor and manual......
MEGA Appoints David McLaughlin as Compliance Manager
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MEGA Appoints David McLaughlin as Compliance Manager

Fintech News Desk
by Fintech News Desk0
MEGA has appointed David McLaughlin as Compliance Manager responsible for ensuring that the cloud storage and back-up service continues to operate with the highest levels of compliance with regulatory requirements. Read More: GlobalFintechSeries Interview with Ashish Singhal, CEO and Co-Founder at CRUXPay David is an Auckland-based commercial lawyer who has specialised in......
While AI Has Provided Significant Benefits for Financial Services Organizations, Challenges Have Limited Its Full Potential
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Everest Group Names Capgemini a Leader and Star Performer in Banking and Financial Services Risk and Compliance IT Services

Fintech News Desk
by Fintech News Desk0
Capgemini announced that it has been named a Leader and Star Performer in Banking and Financial Services (BFS) risk and compliance IT services in the just released Everest Group PEAK Matrix 2020 assessment entitled “Building Cloud-based Data Infrastructure for Intelligent Real-time Controls.” Capgemini was recognized in the assessment for its steady growth due......
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