Search Results for: Compliance and Surveillance

Dynamic Compliance Solutions Aims To Transform The Way Remote Audits Are Conducted In The Post COVID-19 Era
Fintech News

Dynamic Compliance Solutions Aims To Transform The Way Remote Audits Are Conducted In The Post COVID-19 Era

Fintech News Desk
by Fintech News Desk0
Dynamic Compliance Solutions (DCS) announces the launch of a new Remote Audit Communication Kit (RACK). The DCS RACK solution enables seamless and secure integration of auditing technology when travel-restrictions limit, or otherwise prohibit, on-site audits. Read More: GlobalFintechSeries Interview with Christian Spaltenstein, Managing Director – Americas at AFEX Many companies......
RIA in a Box Launches Mobile App Giving RIAs Access to Compliance Tools Anywhere, Anytime
Fintech Investment Services Mobile Banking News

RIA in a Box Launches Mobile App Giving RIAs Access to Compliance Tools Anywhere, Anytime

Fintech News Desk
by Fintech News Desk0
RIA in a Box, a leading provider of compliance, operations, and registration solutions for the wealth management industry, announced the launch of its new mobile application, designed to empower registered investment advisors (RIAs) to manage compliance planning and training in the palm of their hand. Advisors using the app will......
$3.5B Community Bank Selects Predict360's AI-Powered, Enterprise Risk and Compliance Management Solutions
Artificial Intelligence Fintech News Risk Management

$3.5B Community Bank Selects Predict360’s AI-Powered, Enterprise Risk and Compliance Management Solutions

Fintech News Desk
by Fintech News Desk0
360factors, Inc., the industry leader in risk and compliance intelligence software for banks and financial services organizations, announced today that a U.S.-based community bank with over $3.5B in assets selected the company’s Predict360 risk and compliance intelligence platform, including software applications for Enterprise Risk Management, Key Risk Indicators (KRIs), Issues Management, Regulatory Change Management,......
AEGIS Selects expert.ai to Enhance Their Data Strategy with AI-based Natural Language Understanding
Fintech News Risk Management Trading

Duco’s Growth Accelerates During Coronavirus-Induced Recession as Operational Risk and Cost Focus Returns

Fintech News Desk
by Fintech News Desk0
Duco, the global provider of self-service data integrity and reconciliation services, announced it had seen a rapid increase in new business since the coronavirus-induced lockdowns in March this year. Read More: GlobalFintechSeries Interview with Christian Spaltenstein, Managing Director – Americas at AFEXNews At Duco we’ve always believed that financial services......
ADVANCED BUSINESS COMPUTERS OF AMERICA, INC. (ABCoA) Is Pleased to Announce the Integration with Allegro Lending Suite, from ILT's Direct Lending System, and Deal Pack
Fintech News

ADVANCED BUSINESS COMPUTERS OF AMERICA, INC. (ABCoA) Is Pleased to Announce the Integration with Allegro Lending Suite, from ILT’s Direct Lending System, and Deal Pack

Fintech News Desk
by Fintech News Desk0
 Advanced Business Computers of America(ABCoA), the leading provider of software with real-time accounting for subprime finance companies, auto finance companies, independent car dealers, and the BHPH / LHPH industry has completed its latest release integrating Allegro Lending Suite with its industry leading DMS software, Deal Pack. Read More: Alithya Launches......
Leading European Bank Uses NICE Authentication to Improve Security and Customer Experience
Fintech News Risk Management

NICE Actimize Enhances SURVEIL-X Holistic Trade Surveillance Solution with Self-Service Analytics for Custom Risk Detection

Fintech News Desk
by Fintech News Desk0
In the world of financial services, regulations and business risks are constantly evolving. Surveillance models that get the job done today could be out-of-date tomorrow, potentially exposing firms to fines and reputational damage. To address this challenge, NICE Actimize, a NICE business and the leader in Autonomous Financial Crime Management, has introduced an......
SmartStream Reveals New Brand Identity Reflecting Company’s Mission to Spearhead Technological Innovation
Fintech News

SmartStream the First to Launch a Comprehensive Intraday Liquidity Stress Testing on Demand Solution

Fintech News Desk
by Fintech News Desk0
SmartStream Technologies, the financial Transaction Lifecycle Management solutions provider, announced the launch of its Intraday Liquidity Stress Testing module, part of the TLM Cash and Liquidity Management suite of products. Carrying out a stress test and running it can take up to eight weeks, with the new module it allows banks to run this in......
Verint Joins Forces with Theta Lake to Reshape Collaboration Risk Mitigation Technology for Financial Firms in the Era of Hybrid Working
Fintech News Trading

Verint and Cloud9 Team Up to Remove Complexity from Voice Compliance on and off the Trading Floor

Fintech News Desk
by Fintech News Desk0
Verint Systems, The Customer Engagement Company™, and Cloud9 Technologies (“Cloud9”), a leader in cloud-based communications, have joined forces to provide the financial services market with a fully compliant, cloud-enabled communications solution to support traders both on the trading floor and remotely, providing necessary flexibility as the industry continues to move......
Alithya Launches AI-FI Trade Surveillance Solution Powered by Microsoft Azure
Artificial Intelligence Fintech News

Alithya Launches AI-FI Trade Surveillance Solution Powered by Microsoft Azure

Fintech News Desk
by Fintech News Desk0
Alithya Group, a leader in digital strategy and technologies employing more than 2,000 highly qualified professionals offering enterprise solutions across Canada, the United States, and Europe, is proud to announce the launch of its AI-FI™ Trade Surveillance solution, hosted on Microsoft Azure. Read More: Strider Announces John Mullen, Former Assistant Director of CIA,......
NICE Actimize SURVEIL-X Selected by Global Investment Platform eToro to Guard Against Market Manipulation and Ensure Compliance
Fintech Investment Services News Trading

NICE Actimize SURVEIL-X Selected by Global Investment Platform eToro to Guard Against Market Manipulation and Ensure Compliance

Fintech News Desk
by Fintech News Desk0
Offering a wide range of solutions protecting digital financial services, NICE Actimize, a NICE business and the leader in Autonomous Financial Crime Management, was selected by eToro, the global, multi-asset investment platform, to implement the SURVEIL-X Markets Surveillance solution. Focused on providing access to global financial markets, eToro currently has a collaborative community......
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