Search Results for: audit management

Coalfire Appointed to PCI Standards Roundtable
Fintech News

Coalfire Introduces Technology Solution to Enable Compliance Transformation

Fintech News Desk
by Fintech News Desk0
CoalfireOneSM Platform Embeds Expert Experience into Compliance on Demand SaaS Solution Coalfire, a provider of cybersecurity advisory and assessment services, introduced the CoalfireOne Compliance Management solution, one of the first Compliance on Demand SaaS platforms that enables organizations to maintain and improve security with year-round visibility and proactive management of......
Aviva Selects Fenergo to Transform KYC, CDD and AML Processes
Fintech News Risk Management

Aviva Selects Fenergo to Transform KYC, CDD and AML Processes

Fintech News Desk
by Fintech News Desk0
Fenergo, the leading provider of digital transformation, customer journey and client lifecycle management (CLM) solutions for financial institutions has been selected by Aviva, to replace Know Your Customer (KYC), Customer Due Diligence (CDD) and Anti-Money Laundering (AML) systems and services. Fenergo will work initially with Aviva Investors and later with Aviva......
ECA Marketing Deploys FireLight Providing Advisors Electronic Annuity Sales Capabilities Within a Matter of Weeks
Fintech InsurTech News

ECA Marketing Deploys FireLight Providing Advisors Electronic Annuity Sales Capabilities Within a Matter of Weeks

Fintech News Desk
by Fintech News Desk0
Insurance Technologies, LLC, a provider of sales and regulatory automation solutions for the insurance and financial services industries, announces ECA Marketing, a national annuity and life marketing organization, has launched FireLight e-Application enabling their advisors to quickly and efficiently process annuity sales electronically. By using FireLight Access, ECA Marketing was......
Nuxeo Content Cloud Validated with Amazon S3 Object Lock for SEC Rule 17a-4(f)
Fintech News

Nuxeo Content Cloud Validated with Amazon S3 Object Lock for SEC Rule 17a-4(f)

Fintech News Desk
by Fintech News Desk0
Nuxeo Pushes Industry Forward with Content Services Platform Validated with Amazon S3 Object Lock Storage Nuxeo, a cloud-native Content Services Platform (CSP), announced that Nuxeo Content Cloud, the company’s Software-as-a-Service (SaaS) offering, has validated its compliance with the electronic records requirements of Securities Exchange Commission (SEC) Rule 17a-4(f) with Amazon Simple Storage......
SS&C Technologies Powers Mid Atlantic Capital's FINRA CAT Reporting
Capital Markets Fintech News Risk Management Trading

SS&C Technologies Powers Mid Atlantic Capital’s FINRA CAT Reporting

Fintech News Desk
by Fintech News Desk0
SS&C Technologies Holdings, announced that Mid Atlantic Capital Group has chosen SS&C to automate its FINRA Consolidated Audit Trail (CAT) reporting obligations. The Securities and Exchange Commission will require all broker-dealers to report equities and options transaction data to FINRA CAT at the end of the month. Read More: Abrigo Adds......
KPMG and Planon Extend Cooperation to Support Organizations in the Digitalization of Lease, Real Estate and Portfolio Management Processes
Blockchain Fintech News

KPMG LLP Launches KPMG Chain Fusion To Help Manage Crypto And Traditional Assets Over Public And Private Blockchain Networks

Fintech News Desk
by Fintech News Desk0
KPMG LLP has launched KPMG Chain Fusion, a patent pending suite of advanced analytics capabilities, built on leading cryptoasset data & technology products to streamline the ability for financial services companies and fintechs to offer cryptoasset services on an institutional scale. Read More: smartTrade’s Solution Awarded Best Multi-Asset EMS System......
RecVue Raises $13M Series A to Automate Order-to-Cash Process for Enterprises and Bridge the Gap between CRM and ERP systems
Artificial Intelligence Business Fintech News

RecVue Provides Customers with a Modern and Automated Order-to-Cash Cloud Solution with Over 40% TCO Savings

Fintech News Desk
by Fintech News Desk0
RecVue’s Order-to-Cash Automation Platform is Powered by Oracle Cloud and Now Available in the Oracle Cloud Marketplace RecVue, Inc., a growing next generation order-to-cash automation platform and a member of Oracle PartnerNetwork (OPN), announced that its platform has achieved the Oracle PartnerNetwork Build Expertise: Powered by Oracle Cloud, and is......
Wolters Kluwer Tax & Accounting Announces BR1GHT as Its Implementation Partner for TeamMate Expert Solutions in the Netherlands and the Nordic Markets
Business Fintech News Risk Management

Wolters Kluwer Tax & Accounting Announces BR1GHT as Its Implementation Partner for TeamMate Expert Solutions in the Netherlands and the Nordic Markets

Fintech News Desk
by Fintech News Desk0
Wolters Kluwer Tax & Accounting announced that BR1GHT has been named as its implementation partner for the TeamMate global expert solutions in the Netherlands and the Nordics. The agreement enables BR1GHT to provide implementation services, project management, and product expertise to TeamMate customers in these countries. Read More: Kensho Collaborates with NVIDIA......
Riskalyze Unveils a Host of Brand New Features Ahead of the Reg BI Compliance Deadline
Fintech News

Riskalyze Unveils a Host of Brand New Features Ahead of the Reg BI Compliance Deadline

Fintech News Desk
by Fintech News Desk0
Riskalyze announced general availability for four major enhancements to its product lineup in light of the rapidly approaching June 30 effective date of the SEC’s Regulation Best Interest. The new lineup of compliance-optimized features include: Read More: Abrigo Adds Transparent Artificial Intelligence Scenarios, Direct File to FinCEN to its Financial Crime Prevention......
Uptycs Announces $30 Million in Funding to Deliver Next-Generation Security Analytics
Fintech Fintech Funding Investment Services News

Uptycs Announces $30 Million in Funding to Deliver Next-Generation Security Analytics

Fintech News Desk
by Fintech News Desk0
Uptycs, the leader in SQL-powered security analytics, announced that it has raised $30M in Series B funding led by Sapphire Ventures, with participation from existing investors Comcast Ventures and ForgePoint Capital. This round of funding brings the company’s total funding to $43 million. Jai Das, Managing Director and President at Sapphire Ventures, will join......
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