Search Results for: regulatory capital

DBSI+CFM Helps Financial Institutions Rapidly Shift to Safe and Touchless Experiences with ADAPTIV Transformation
Business Capital Markets Fintech News Risk Management

DFIN Partners with Galvanize to Extend Audit and Compliance Offerings to Global Clients

Fintech News Desk
Donnelley Financial Solutions, a leading risk and compliance company, announced a strategic partnership with Galvanize, an award-winning, cloud-based security, risk management, compliance and audit software company. Galvanize was recently named a leader in The Forrester Waveâ„¢: Governance, Risk, And Compliance Platforms for the first-quarter 2020. Read More: GlobalFintechSeries Interview with......
Planful Wraps Up Successful Virtual Tour, Doubling Attendance as Interest in Continuous Planning Grows
Fintech News

Planful Announces “Planful Now” Offering to Provide High Impact ROI and Rapid Time to Value for Customers

Fintech News Desk
Focused on Delivering Value Quickly, Planful Now Enables Agile, Confident Planning and Decision-Making in 30 Days or Less to Help Customers Get Back on Track Planful Inc. (formerly Host Analytics), a leading financial planning and analysis (FP&A) cloud platform provider, announced its “Planful Now” package offering at the Planful Virtual Tour,......
Forge and SharesPost Join Forces to Create Powerhouse Global Private Securities Marketplace
Capital Markets Fintech Investment Services News

Forge and SharesPost Join Forces to Create Powerhouse Global Private Securities Marketplace

Fintech News Desk
Forge Global and SharesPost, preeminent private securities marketplaces, announced  they have signed an agreement to merge, pending regulatory approval and customary closing conditions. Together, the two companies will create one of the largest global private securities marketplaces, bringing liquidity and transparency at scale to pre-IPO companies and investors. Read More: Abrigo Adds......
Blockchain Valley Ventures Launches Virtual Deal Marketplace for Startup Funding
Blockchain Capital Markets Fintech Fintech Startups Investment Services News

Blockchain Valley Ventures Launches Virtual Deal Marketplace for Startup Funding

Fintech News Desk
The BVV Dealroom is designed to help startups navigate challenging markets conditions and provide virtual access to funding and investments Blockchain Valley Ventures (BVV), blockchain technology-focused venture capital firm, in collaboration with Delio, a leading provider of private markets investment technology, has launched the BVV Dealroom – a virtual deal......
Eventus Systems to provide trade surveillance, AML transaction monitoring for BitMEX
Capital Markets Fintech News Risk Management

Eventus Systems wins 2020 Markets Choice Award for Best in RegTech – Surveillance and Financial Risk Management

Fintech News Desk
Markets Media award is latest in series of award wins, recognitions Eventus Systems, Inc., a leading global trade surveillance and risk management software platform provider, won Markets Media’s 2020 Markets Choice Award (MCA) for Best in RegTech – Surveillance and Financial Risk Management. Eventus earned the honor for its leadership......
Rialto Markets Receives Approval For ATS To Trade Digital Securities
Fintech News Trading

Rialto Markets Receives Approval For ATS To Trade Digital Securities

Fintech News Desk
Rialto Markets LLC announced that its request to engage in private placements and to operate an alternative trading system (ATS) for digital securities has been granted by FINRA. Read More: Analyticom Introduces a Scientific Model That Keeps Investments Stable During Market Volatility Rialto has leveraged the technology it had developed for......
FalconX Announces Investment from American Express Ventures and Discloses Around $3 Billion per Month in Transaction Volumes
Fintech Investment Services News Trading

FalconX Secures $17m From Accel, Accomplice, and Coinbase Ventures to Expand Its Crypto Trading Platform

Fintech News Desk
Digital asset trading platform founded by Google alumni is addressing growing demand for institutional-grade crypto trading services FalconX, a digital asset trading platform that provides clients best execution using data science, announced it has secured $17M in financing from investors including Accel, Accomplice VC, Coinbase Ventures, Fenbushi Capital, Flybridge Capital Partners,......
Former Chief Compliance Officer Sepideh Behram Rowland Joins K2 Intelligence Financial Integrity Network as Head of Managed Services
Fintech News Risk Management

Former Chief Compliance Officer Sepideh Behram Rowland Joins K2 Intelligence Financial Integrity Network as Head of Managed Services

Fintech News Desk
K2 Intelligence Financial Integrity Network (FIN)  announced Sepideh Behram Rowland has joined its Financial Crimes Risk and Compliance practice as a Vice President. Ms. Rowland brings with her over 20 years of regulatory compliance experience, including leadership positions at money services businesses, large financial institutions, and community banks. As head of managed services, Ms. Rowland......
ErisX Secures Virtual Currency License From the New York State Department of Financial Services
Cryptocurrency Fintech News Trading

ErisX Secures Virtual Currency License From the New York State Department of Financial Services

ErisX announced that Eris Clearing, LLC has secured a virtual currency license from the New York State Department of Financial Services (NYDFS). Eris Clearing is the clearing and settlement arm of the ErisX platform for spot and regulated futures on cryptocurrencies. Read More: TerraPay Announces Readiness for the New World......
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