Tag : AdvisorVault

Creation of the European PayTech Leader a Powerful Strategic Combination Between Nexi and Nets
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Avoiding the 17a-4 Quagmire – AdvisorVault’s Guide for Small FINRA Firms

Fintech News Desk
Despite all the confusion today, there are a few basic things AdvisorVault has learned over the years about 17a-4 that will help keep costs as low as possible yet reduce the risk for small FINRA firms. AdvisorVault, the experts on solving the data archiving demands of SEC rule 17a-4, announces a......
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