Tag : COMPLY

ComplySci Launches Regulatory Compliance Buyer’s Guide for US-Based Financial Firms
Compliance management Fintech News Risk Management

COMPLY Portfolio Firm ComplySci Launches Regulatory Compliance Buyer’s Guide for US-Based Financial Firms

PR Newswire
by PR Newswire0
Complimentary guide outlines strategic benefits and tactical steps to institute new regulatory compliance technologies within U.S.-based financial firms COMPLY portfolio firm ComplySci, the leading provider of regulatory technology and compliance for the financial services sector, published its 2023 Regulatory Compliance Buyer’s Process Guide for U.S.-based financial firms. The publication follows......
COMPLY Adds New Capabilities and Offerings to Help Compliance Teams Meet Growing Number of Regulatory Requirements
Compliance management News

COMPLY Adds New Capabilities and Offerings to Help Compliance Teams Meet Growing Number of Regulatory Requirements

Fintech News Desk
by Fintech News Desk0
From the Securities and Exchange Commission’s (SEC) Marketing Rule to undisclosed account monitoring and proprietary information security, COMPLY’s latest additions strengthen compliance programs, reduce risk for financial service firms COMPLY, the leading provider of compliance software, consulting and education resources for the financial services sector, announced new features, offerings and......
ComplySci Appoints New Chief Technology, Chief Product and Chief Legal Officers
Compliance management News

COMPLY Adds Technology, Operations and Finance Expertise to Expanded Leadership Team

Fintech News Desk
by Fintech News Desk0
Key executive appointments include Eric White as president, Nathan Remmes as chief growth officer and Daniel Sanders as chief financial officer COMPLY, the leading provider of compliance software, consulting and education resources for the financial services sector and whose portfolio of firms includes ComplySci, RIA in a Box, National Regulatory Services (NRS) and illumis, recently announced the addition of Eric White as president, Nathan......
ComplySci Appoints New Chief Technology, Chief Product and Chief Legal Officers
Compliance management Finance News

ComplySci, RIA in a Box, NRS and Illumis to Operate as Comply

Fintech News Desk
by Fintech News Desk0
New parent brand and integrated leadership team clarifies corporate structure to enhance strategic growth and expand customer offerings ComplySci, the leading provider of regulatory technology and compliance solutions for the financial services sector, announced the creation of parent brand COMPLY. The launch of COMPLY marks the official unification of ComplySci,......
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