Tag : Financial Industry Regulatory Authority

Global Relay Announces Integration with OpenAI's ChatGPT Enterprise Compliance API
Artificial Intelligence Finance Fintech News

Global Relay Announces Integration with OpenAI’s ChatGPT Enterprise Compliance API

Business Wire
by Business Wire0
Global Relay introduces Connector for ChatGPT Enterprise to provide compliant AI communications data archiving, recordkeeping Global Relay, the leading provider of communications compliance solutions for regulated industries, announces its integration between OpenAI’s ChatGPT Enterprise Compliance API and Global Relay’s financial compliance platform. The new compliance capabilities launched by OpenAI in conjunction with......
Sharegain Unlocks Revenue Engine for Wealth Managers in the United States
Fintech Lending News

Sharegain Unlocks Revenue Engine for Wealth Managers in the United States

Business Wire
by Business Wire0
Sharegain has launched its Securities Lending as a Service (SLaaS) offering in the US, empowering wealth managers to generate revenue streams from existing AUM. Sharegain, a leading B2B capital markets fintech, announced it is open for business in the US, following regulatory approval from the Financial Industry Regulatory Authority (FINRA).......
tZERO Appoints Former Nasdaq EVP John Jacobs to its Board of Directors
Banking Fintech Investment Services News

tZERO Approved to Launch Retail Broker-Dealer Subsidiary

Fintech News Desk
by Fintech News Desk0
tZERO, a leader in financial innovation and liquidity for private companies, announced today that the Financial Industry Regulatory Authority (FINRA) has approved the membership application of tZERO Markets, a retail broker-dealer and wholly owned subsidiary of tZERO that is registered with the Securities and Exchange Commission (SEC). This approval allows......
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