Tag : FINRA

Banking Capital Markets Fintech Fintech Funding Guest Posts Trading

The Impact of COVID-19 on Broker Dealers (And Where It Hurts)

Michael Higgins
by Michael Higgins1
It has been a long and grueling 3 months since the first COVID-19 case reared its head in the United States. When the first deaths were reported, no one could have predicted the global impact it would have. Quarantine efforts in China were minimized but once the disease began to......
Rialto Markets Receives Approval For ATS To Trade Digital Securities
Fintech News Trading

Rialto Markets Receives Approval For ATS To Trade Digital Securities

Fintech News Desk
by Fintech News Desk0
Rialto Markets LLC announced that its request to engage in private placements and to operate an alternative trading system (ATS) for digital securities has been granted by FINRA. Read More: Analyticom Introduces a Scientific Model That Keeps Investments Stable During Market Volatility Rialto has leveraged the technology it had developed for......
North Capital Authorized to Trade Digital Asset Securities Through its PPEX Alternative Trading System
Capital Markets Fintech News

North Capital Authorized to Trade Digital Asset Securities Through its PPEX Alternative Trading System

Fintech News Desk
by Fintech News Desk0
NCPS completes a FINRA continuing membership application process to qualify PPEX ATS. North Capital, a market-leading provider of technology and brokerage services for exempt securities offerings, announced that it has completed the membership approval process with FINRA and achieved acceptance of Form ATS Initial Operations Report by the U.S. Securities and......
1