Tag : Regulatory Compliance

Principal Financial Group Announces New Compliance and Investor Relations Leadership
Finance News

Principal Financial Group Announces New Compliance and Investor Relations Leadership

Fintech News Desk
Principal Financial Group announced two new leadership hires within compliance and investor relations. Noreen Fierro joins Principal as senior vice president, chief compliance officer, effective February 21, overseeing all regulatory compliance operations for the global company. Fierro previously served as chief ethics and compliance officer at Guardian Life (2016-2021), where she was......
HUMBL Enters Into Asset Acquisition Agreement with BizSecure
Blockchain News

HUMBL Enters Into Asset Acquisition Agreement with BizSecure

Fintech News Desk
HUMBL, Inc. announced that it has acquired the mobile identification, verifiable credentials and blockchain tokenization platform of BizSecure, as well as its employee and consulting resources. With this extensive acquisition, HUMBL will form a new commercial division called HUMBL Blockchain Services™, which will introduce and deliver blockchain corporate and governmental......
Amber Group Acquires DeCurret Inc., a Crypto-Asset Exchange Service Provider Registered with Japan Financial Services Agency
Cryptocurrency News

Amber Group Acquires DeCurret Inc., a Crypto-Asset Exchange Service Provider Registered with Japan Financial Services Agency

Fintech News Desk
Amber Group, a leading global digital asset platform, announced the acquisition of DeCurret Inc. (DeCurret), the crypto asset exchange subsidiary of DeCurret Holdings, Inc., by Amber Group subsidiary WhaleFin Holdings Japan K.K (WhaleFin Japan). The transaction marks Amber Group’s entry into Japan, having acquired a Crypto-Asset Exchange Service Provider (CAESP) registered......
Wolters Kluwer Compliance Solutions and Floify Announce Collaboration for eNote Digital Signature Closings
Lending Mortgage News

Wolters Kluwer Compliance Solutions and Floify Announce Collaboration for eNote Digital Signature Closings

Fintech News Desk
Product integration provides Floify customers with Wolters Kluwer eOriginal’s leading digital mortgage promissory eNote technology to expedite mortgage e-closings Wolters Kluwer Compliance Solutions and Floify, a leading point-of-sale solution in the mortgage industry and subsidiary of Porch Group, Inc., are collaborating to leverage the capabilities of Wolters Kluwer’s eOriginal product suite, the trusted......
Cooley Expands Financial Services Capabilities With Top Litigation Team
Finance News

Cooley Expands Financial Services Capabilities With Top Litigation Team

Fintech News Desk
Michelle Rogers, Katherine Katz and Joshua Kotin have joined Cooley as partners in the firm’s elite financial services practice, where they will focus on defending clients in government enforcement actions and litigation. Katherine Halliday is also joining the team as a special counsel. Arriving from Buckley, the group brings extensive experience defending clients in high-stakes......
Accern Successfully Completes SOC 2 Type 2 Examination
Artificial Intelligence News Security

Accern Successfully Completes SOC 2 Type 2 Examination

Fintech News Desk
The leading no-code AI platform for financial services completes data security and compliance audit to affirm its long-standing commitment to security and regulatory compliance Accern, the leading no-code AI platform for financial services, announced that it has successfully completed the 2021 Service Organization Control (SOC) 2 Type 2 examination. The......
Azimuth GRC Secures Strategic Investment from Truist Ventures
Investment Services News

Azimuth GRC Secures Strategic Investment from Truist Ventures

Fintech News Desk
Automated compliance technology company continues momentum from Series A to further innovate their platform Azimuth GRC, a compliance automation pioneer, announced a strategic investment from Truist Ventures, the corporate venture capital division of Truist Financial Corporation. The investment will be utilized to build and innovate the revolutionary regulatory compliance Azimuth......
Terminus Capital Partners Acquires Pooled Investment Fund Software Company Delta Data
Fintech Investments News

Terminus Capital Partners Acquires Pooled Investment Fund Software Company Delta Data

Fintech News Desk
TAP Software Holdings, an enterprise software investment vehicle managed by Terminus Capital Partners, announced the acquisition of Delta Data, a leading FinTech company specializing in providing back-end solutions processing trillions of dollars in assets for the mutual fund, collective investment trust, and broader public pooled investment fund industry. Founded in 1985,......
Montfort AG Opens Its Regulated Digital Assets Trading Platform
Digital Asset Management Fintech News Trading

Montfort AG Opens Its Regulated Digital Assets Trading Platform to the Public

Fintech News Desk
The new trading platform allows investment and wealth management companies to transcend the limits of traditional business models with the help of blockchain technology and is available in over 50 jurisdictions Monfort AG, FinTech company offering products and services for the investment and digital assets sector, announced that its flagship......
DocMagic Officially Launches eDecision, Fully Automating and Perfecting Digital Closing Eligibility
Mortgage News

DocMagic Officially Launches eDecision, Fully Automating and Perfecting Digital Closing Eligibility

Fintech News Desk
Depth of solution takes e-eligibility to a new level of granularity and accuracy DocMagic, Inc., the premier provider of fully compliant loan document preparation, automated regulatory compliance, and comprehensive eMortgage services, announced the rollout of eDecision, a robust solution that significantly expands the level of analysis applied to e-eligibility determination......
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