Tag : Regulatory Risk
SirionLabs Boosts Series D Round to $110 Million with Investment from Brookfield Growth
Brookfield Growth’s investment follows the previously announced Series D led by Partners Group SirionLabs, the global leader in artificial intelligence (AI)-powered contract lifecycle management (CLM), announced that its Series D funding has reached $110 million as a result of an investment by Brookfield Growth. The previously announced round was led by Partners......
Smarsh Achieves AWS Financial Services Competency Status
Smarsh expertise in aiding compliance for the largest financial institutions receives esteemed status by AWS Smarsh, the industry leader in enabling organizations to easily manage the risk and uncover the value within their communications data, announced it has achieved Amazon Web Services (AWS) Financial Services Competency Partner status. AWS Partner......
Snowden Lane Partners Selects the ComplianceEdge Trade Surveillance and Account Monitoring Solution from InvestEdge
Proven Workflow and Case Management Tools Improves Accuracy and Efficiency Snowden Lane Partners, a hybrid Broker-Dealer and Registered Investment Advisor financial services firm based in New York City, has gone live with the ComplianceEdge Trade Surveillance and Account Monitoring solution from InvestEdge. InvestEdge Inc., is a leading provider of innovative advisor......
CURO Completes Acquisition of Heights Finance
CURO Group Holdings Corp., a tech-enabled, omni-channel consumer finance company serving non-prime and prime consumers in the U.S. and Canada, announced that it has completed its previously announced acquisition of Heights Finance, a consumer finance company that provides installment loans and offers customary opt-in insurance and other financial products, from......
Behavox Continues Global Momentum With Nordic Expansion, Helping Clients Organize Enterprise Data to Manage Regulatory Risk
Industry Innovator Christopher Sander Named as Regional Director to Lead Global Expansion into Nordics Behavox, the world’s only AI-based data operating platform used by firms to catch misconduct before it causes massive regulatory fines and company crises, announced today it has expanded its global operations into the Nordic market, appointing......