Tag : Securities & Exchange Commission

Vernon Litigation Group Handling Claims Involving United Planners' Financial Services Broker Aaron Sevigny
Finance News

Vernon Litigation Group Handling Claims Involving Financial Services Broker Aaron Sevigny

Fintech News Desk
Vernon Litigation Group, based in Naples, Florida and Kristian Kraszewski, Esq. have joined forces again to file a FINRA arbitration claim involving United Planners’ Financial Services financial advisor Aaron Sevigny. Our client has suffered losses due to alleged improper recommendations in alternative investments. Alternative investments are high risk products that are unsuitable for retirees.......
Oasis Pro Markets Gets Approval for ATS
Business Capital Markets Fintech News

Oasis Pro Markets Gets Approval for ATS

Fintech News Desk
Oasis Pro Markets (“Oasis”), a regulated broker-dealer, announced that it recently received approval from FINRA and the Securities & Exchange Commission (SEC) for its Digital Security Alternative Trading System (“ATS”). Read More: GlobalFintechSeries Interview with Kimberly Sutherland, Vice President of Fraud & Identity Strategy at LexisNexis® Risk Solutions Oasis is......
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