Category : Compliance management

Estancia Capital Partners Announces Strategic Investment in InvestorCOM
Compliance management News

Estancia Capital Partners Announces Strategic Investment in InvestorCOM

Fintech News Desk
by Fintech News Desk0
Estancia Capital Partners announced they completed a significant investment in InvestorCOM, a leading provider of software and tech-enabled compliance solutions to the asset and wealth management industry. The investment is intended to accelerate InvestorCOM’s continued expansion across North America and globally. “InvestorCOM’s experienced management team will remain in place and......
Compliance Systems Introduces New Treasury Management Solution
Compliance management News

Compliance Systems Introduces New Treasury Management Solution

Fintech News Desk
by Fintech News Desk0
Cloud-based solution is designed to drive business stability and continued growth while mitigating risk Compliance Systems, the financial industry’s leading provider of digital and dynamic compliance documentation, announced the release of the industry’s first document solution for treasury management services, Simplicity Treasury Management. This cloud-based solution helps financial institutions streamline......
Laika Raises $50 Million Series C to Extend Market Leadership in End-to-End Continuous Compliance and Audit Management
Compliance management News

Laika Raises $50 Million Series C to Extend Market Leadership in End-to-End Continuous Compliance and Audit Management

Fintech News Desk
by Fintech News Desk0
Fin Capital is the lead investor, with participation from new investor Centana Growth Partners and previous investors; Laika leads the industry with integrated compliance automation technology, infosec audits, penetration testing, and compliance expertise  Laika, the industry’s first complete compliance platform, announced that the company has closed $50 million in Series C funding......
ComplySci Appoints New Chief Technology, Chief Product and Chief Legal Officers
Compliance management Finance News

ComplySci, RIA in a Box, NRS and Illumis to Operate as Comply

Fintech News Desk
by Fintech News Desk0
New parent brand and integrated leadership team clarifies corporate structure to enhance strategic growth and expand customer offerings ComplySci, the leading provider of regulatory technology and compliance solutions for the financial services sector, announced the creation of parent brand COMPLY. The launch of COMPLY marks the official unification of ComplySci,......
ComplyAdvantage Launches Customer Onboarding Training Program for Compliance Professionals
Compliance management Finance News

ComplyAdvantage Launches Customer Onboarding Training Program for Compliance Professionals

Fintech News Desk
by Fintech News Desk0
Produced with Dr. Martin Navias, Senior Visiting Research Fellow at King’s College London, the five-part series provides best-practice guidance on the critical role of compliance in customer onboarding ComplyAdvantage, a global data technology company transforming financial crime risk detection, announces a training program designed to help compliance teams navigate potential threats when......
Compliance management News Technology

Propelo, The Leading Engineering Excellence Platform, Attains SOC-2 Type II Compliance

Fintech News Desk
by Fintech News Desk0
Propelo, the leading engineering excellence program, recently obtained the SOC-2 Type II certification. Undergoing an extensive certification process, the company demonstrated reasonable assurances that it met all service commitments and system-level requirements under the Trust Service Principles and Criteria framework developed by the American Institute of Certified Public Accountants (AICPA).......
IQ-EQ Employs Leading AI Compliance Capabilities With Napier
Artificial Intelligence Compliance management News

IQ-EQ Employs Leading AI Compliance Capabilities With Napier

Fintech News Desk
by Fintech News Desk0
Napier, provider of leading anti-financial crime compliance solutions, announced that investor services group IQ-EQ is upgrading its screening capabilities to Napier’s AI-enhanced Client Screening. “At IQ-EQ we help global investors focus on investing and preserving capital in a sustainable and compliant manner. With several brands under our umbrella and across global markets,......
Australia Tightens the Competition and Consumer Act with Stricter Penalties
Compliance management Consumer protection laws Featured

Australia Tightens the Competition and Consumer Act with Stricter Penalties

Sudipto Ghosh
by Sudipto Ghosh0
Last week, the Australian lawmakers passed the Treasury Laws Amendment Bill 2022 to strengthen the existing  Competition & Consumer Act 2010. The new amendments to CCA 2010 would now attract harsher penalties for companies that indulge in unfair practices with the consumers and small businesses. Corporations found to contravene the......
ASC Solution for Compliance Recording is First to be Listed in the Microsoft Cloud for Financial Services
Compliance management News

ASC Solution for Compliance Recording is First to be Listed in the Microsoft Cloud for Financial Services

Fintech News Desk
by Fintech News Desk0
Managing complex regulatory requirements with native app Recording Insights ASC, a leading provider of financial compliance solutions, announced that Recording Insights is the first solution for compliance recording and analytics to be listed in the Microsoft Cloud for Financial Services. Recording Insights is a certified, native-built Microsoft Teams app that......
Vista Equity Partners Completes Acquisition of Avalara
Compliance management Investment Services News

Vista Equity Partners Completes Acquisition of Avalara

Fintech News Desk
by Fintech News Desk0
Avalara, Inc., a leading provider of tax compliance automation for businesses of all sizes, announced the completion of its acquisition by Vista Equity Partners, a leading global investment firm focused exclusively on enterprise software, data and technology-enabled businesses, in partnership with institutional co-investors, for $93.50 per share in cash. “As......
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