Category : Compliance management

ComplySci Launches Regulatory Compliance Buyer’s Guide for US-Based Financial Firms
Compliance management Fintech News Risk Management

COMPLY Portfolio Firm ComplySci Launches Regulatory Compliance Buyer’s Guide for US-Based Financial Firms

PR Newswire
by PR Newswire0
Complimentary guide outlines strategic benefits and tactical steps to institute new regulatory compliance technologies within U.S.-based financial firms COMPLY portfolio firm ComplySci, the leading provider of regulatory technology and compliance for the financial services sector, published its 2023 Regulatory Compliance Buyer’s Process Guide for U.S.-based financial firms. The publication follows......
The Radical Value of Global-First Compliance
Compliance management Guest Posts

The Radical Value of Global-First Compliance

Matthew Van Buskirk
by Matthew Van Buskirk0
If building and maintaining a global compliance program is difficult and stressful for your company, you’re not alone. I often reflect on a story – anecdotally recounted to me – of a top-ten global financial institution facing an impossible situation. They needed to meet a 30-day deadline for SAR filing,......
VITREUS Launches Next-Generation, Compliance-Focused Blockchain for the Financial Services Industry
Compliance management Finance News

VITREUS Launches Next-Generation, Compliance-Focused Blockchain for the Financial Services Industry

Fintech News Desk
by Fintech News Desk0
VITREUS is a new digital infrastructure aimed at revolutionizing the financial services sector. The first-to-market platform is being developed for businesses such as Broker Dealers, Tax/Accounting Firms, Insurance Carriers, Small Banks, Credit Unions, and the RIA market, with a focus on providing a compliant and secure solution to their needs. VITREUS......
VoPay Announces Completion of SOC 2 Type I Audit
Compliance management Digital Payments News

VoPay Announces Completion of SOC 2 Type I Audit

Fintech News Desk
by Fintech News Desk0
VoPay’s newly completed SOC 2 Type 1 attestation demonstrates the company’s commitment to compliance, security, and oversight VoPay, a leading provider of secure payment solutions, announced that it has successfully completed a System and Organization Controls SOC 2 Type 1 audit against the evaluation’s security and availability principles. SOC 2......
Motor Fuel License Center Joins IGEN to Help Advance Excise Tax Reporting
Compliance management News

Motor Fuel License Center Joins IGEN to Help Advance Excise Tax Reporting

Fintech News Desk
by Fintech News Desk0
MFLC is now part of IGEN, a division of U.S. Venture, Inc. Motor Fuel License Center (MFLC), an online platform that helps oil and gas companies source data to automate fuel tax compliance, announced its welcoming of the opportunity to join IGEN. IGEN is a leading provider of excise tax......
Compliance management News Technology

Ransomware Attack Knocks Out ION Servers

Fintech Staff Writer
by Fintech Staff Writer0
Few brokers have resorted to manual workarounds to deal with the issue, which has the potential to impact margin calls, the valuation attached to portfolios and regulatory reporting of large market positions. ION has been hit by a cyber attack that knocked out servers dealing with cleared derivatives, sparking trade......
COMPLY Adds New Capabilities and Offerings to Help Compliance Teams Meet Growing Number of Regulatory Requirements
Compliance management News

COMPLY Adds New Capabilities and Offerings to Help Compliance Teams Meet Growing Number of Regulatory Requirements

Fintech News Desk
by Fintech News Desk0
From the Securities and Exchange Commission’s (SEC) Marketing Rule to undisclosed account monitoring and proprietary information security, COMPLY’s latest additions strengthen compliance programs, reduce risk for financial service firms COMPLY, the leading provider of compliance software, consulting and education resources for the financial services sector, announced new features, offerings and......
Blockchain Compliance management Cryptocurrency Digital Payments Featured Finance Technology

Loss Of Cryptographic Key Might Make You Bankrupt

Pooja Choudhary
by Pooja Choudhary0
The cryptocurrency market is growing at an unprecedented pace. Currently, the global market cap is over $1 trillion, with multiple public-listed companies, like MicroStrategy, holding cryptocurrency in their treasury. Along with this growth comes an increased need for security, which is why key management is so important. Cryptocurrency exchanges, wallets,......
Avalara AvaTax, Returns, and Exemption Certificate Management Achieve SOC 2 Type 2 Compliance
Compliance management News

Avalara AvaTax, Returns, and Exemption Certificate Management Achieve SOC 2 Type 2 Compliance

Fintech News Desk
by Fintech News Desk0
Avalara, Inc., a leading provider of cloud-based tax compliance automation for businesses of all sizes, announced its Avalara AvaTax, Avalara Managed Returns, Avalara Returns for Accountants, Avalara Managed Returns for Accountants, and Avalara Exemption Certificate Management solutions have successfully completed the Service Organization Control (SOC) 2 Type 2 examination. The audit process affirms Avalara’s information......
BAI Launches the BAI Policy Manager Designed to Help Financial Services Organizations Comply with Regulatory Requirements
Compliance management News

BAI Launches the BAI Policy Manager Designed to Help Financial Services Organizations Comply with Regulatory Requirements

Fintech News Desk
by Fintech News Desk0
BAI, a leading nonprofit independent organization that serves the financial services industry, including providing compliance training to over 2,300 organizations, has launched the new BAI Policy Manager to help financial services organizations create, manage, and track their organizational procedures and policies to meet increasingly complex regulatory requirements. “The BAI Policy......
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