Tag : compliance

Excel Impact Achieves SOC 2 Compliance, Reinforcing Its Commitment to Data Security and Partner Trust
Compliance management InsurTech News

Excel Impact Achieves SOC 2 Compliance, Reinforcing Its Commitment to Data Security and Partner Trust

Cision PRWeb
by Cision PRWeb0
Leading performance marketing and insurance customer acquisition platform earns SOC 2 certification, setting a new standard for data protection in the industry. Excel Impact™, a leader in data-driven customer acquisition for the nation’s top insurance brands, today announced that it has officially achieved compliance with the SOC 2 framework. The......
LCR Capital Partners Announces Promotion of Louis Frost to President
Banking Finance News

LCR Capital Partners Announces Promotion of Louis Frost to President

EIN Presswire
by EIN Presswire0
LCR Capital Partners, a leading EB-5 regional center and fund manager, is pleased to announce the promotion of Louis Frost to President. LCR Capital Partners, a leading EB-5 regional center and fund manager, is pleased to announce the promotion of Louis Frost to President. Louis will also continue to serve as LCR’s Chief Financial......
ZIGRAM Partners with AMNIL to Strengthen AML Compliance in Nepal
Finance News

ZIGRAM Partners with AMNIL to Strengthen AML Compliance in Nepal

EIN Presswire
by EIN Presswire0
Strategic collaboration combines global RegTech capabilities with local technical expertise to support Nepal’s efforts to exit the FATF Grey List ZIGRAM, a global leader in Regulatory Technology (RegTech) building Anti-Money Laundering (AML) solutions, has announced a synergistic partnership with AMNIL Technologies to boost the delivery and implementation of its advanced AML and......
Digital Floorplan Compliance Inc. Launches Continuous VIN-Level Collateral Assurance for Automotive Floorplan Lending
Compliance management Finance News

Digital Floorplan Compliance Inc. Launches Continuous VIN-Level Collateral Assurance for Automotive Floorplan Lending

EIN Presswire
by EIN Presswire0
Automotive Floorplan Lender Compliance Webinar: June 25,2026 1PM EDT-Zoom Digital Floorplan Compliance Inc. (DFC), the automotive finance sector’s newest collateral assurance technology company—game changer, today announced the launch of the industry’s first lender grade, continuous, VIN level collateral assurance platform. DFC is engineered to modernize how banks, finance companies, and......
When the Signals Were Always There: What Kontigo Reveals About Fintech's Risk Blind Spot
Artificial Intelligence Banking Compliance management Cryptocurrency Finance Fintech Guest Posts

When the Signals Were Always There: What Kontigo Reveals About Fintech’s Risk Blind Spot

Clarence Chio
by Clarence Chio0
financial systemThe investigation into Kontigo has generated significant discussion across fintech and compliance circles and for good reason. But the most important lesson from this story is not about one bad actor slipping through the cracks. It is about a system that was never designed to catch what was hiding......
Growing RIAs May Be Outgrowing Their Compliance Systems Faster Than They Realize
Compliance management Investment Services News

Growing RIAs May Be Outgrowing Their Compliance Systems Faster Than They Realize

EIN Presswire
by EIN Presswire0
RIA Compliance Technology examines how growing RIAs stay organized and exam-ready without relying on spreadsheets or manual oversight. As registered investment advisory firms grow, the compliance systems that once felt manageable can quietly start creating operational strain. What worked for a startup firm with a small team and a limited......
More AML Compliance Professionals Seek ACCPA Accreditation
Compliance management Finance News

More AML Compliance Professionals Seek ACCPA Accreditation

EIN Presswire
by EIN Presswire0
Global compliance professionals pursue ACCPA credential to strengthen practical AML skills and career development The Association of Certified Compliance Professionals and Associates (ACCPA) announced growing global interest in its ACCPA accreditation as anti-money laundering professionals seek practical credentials to support their work in financial crime prevention. As financial crimes continue......
Ory Achieves PCI DSS Compliance, Reinforcing Enterprise Security and Trust
Compliance management Digital Payments News

Ory Achieves PCI DSS Compliance, Reinforcing Enterprise Security and Trust

EIN Presswire
by EIN Presswire0
Independent assessment by BARR Advisory validates security controls for access management, encryption, monitoring, and risk management Ory, one of the world’s most widely adopted platforms for customer, workforce, and agent identity management, today announced it has achieved compliance with the Payment Card Industry Data Security Standard (PCI DSS) SAQ D......
Governance, Not Scale, Is Separating Stablecoin Payment Leaders, Says Liminal Custody Report
Digital Payments Fintech News

Governance, Not Scale, Is Separating Stablecoin Payment Leaders, Says Liminal Custody Report

EIN Presswire
by EIN Presswire0
New research reveals that corridor depth, compliance architecture, and operational readiness matter more than size in the race to scale stablecoin payments. The fintechs scaling stablecoin payment flows most successfully are not necessarily the largest. They are the ones that built governance, compliance, and operational controls into their products from......
E.F. Hutton & Co. Promotes Geoffrey D. Liddy to Chief Operating Officer
Banking Investment Services News

E.F. Hutton & Co. Promotes Geoffrey D. Liddy to Chief Operating Officer

GlobeNewswire
by GlobeNewswire0
E.F. Hutton & Co. (“E.F. Hutton”), an investment banking and financial advisory firm headquartered in New York City, today announced the promotion of Geoffrey D. Liddy to Chief Operating Officer. The promotion reflects his leadership, operational expertise, and more than 25 years of experience across capital markets, broker-dealer operations, regulatory compliance,......
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