Search Results for: regulatory compliance 

Wolters Kluwer Compliance Solutions Shares Insights in Response to Silicon Valley Bank and Signature Bank Collapse
Compliance management News

Wolters Kluwer Compliance Solutions Shares Insights in Response to Silicon Valley Bank and Signature Bank Collapse

Business Wire
In the wake of the recent collapse of Silicon Valley Bank (SVB) and Signature Bank—and subsequent banking industry developments in the U.S. and elsewhere—markets and the public should be reassured by the response of federal regulators to cover depositors and to help maintain confidence and stability in the resilient U.S.......
Advyzon and RightCapital Announce Updates to Data-Sharing Integration
Compliance management News

COMPLY Partners with Advyzon to Streamline Compliance Workflow Efficiencies for Wealth Managers

PR Newswire
Three strategic integrations with RIA in a Box’s MyRIACompliance software creates first-of-its-kind reporting and filing solution COMPLY, a leading provider of regulatory technology and compliance solutions for the financial services sector, announced three new points of integration with wealth management platform Advyzon: 13F Filing, Compliance Calendar and Employee Trade Monitoring.......
Chartwell Joins Ankura to Bolster Global Banking and Fintech Compliance Advisory Services
Compliance management Fintech News

Chartwell Joins Ankura to Bolster Global Banking and Fintech Compliance Advisory Services

PR Newswire
Acquisition further enhances Ankura’s Global anti-financial crime offering to help banking and Fintech clients navigate the full spectrum of BSA/AML challenges Ankura Consulting Group, LLC, a leading global expert services and advisory firm, announced that it has acquired Chartwell Compliance (“Chartwell”), a leading global regulatory compliance and risk management firm that......
Vesta announces integration with ComplianceEase to Seamlessly Mitigate Regulatory Risk for Lenders
Lending News

Vesta Announces Integration With Complianceease To Seamlessly Mitigate Regulatory Risk For Lenders

Business Wire
Vesta, the next generation loan origination system (LOS), announces a new, first class integration with ComplianceEase, an industry-leading automated mortgage compliance system from SitusAMC. This partnership allows Vesta users to access comprehensive, loan-level compliance reviews, to help them resolve errors directly within the Vesta platform with just one click. Latest......
Kraken Appoints CJ Rinaldi as Chief Compliance Officer
Cryptocurrency News

Kraken Appoints CJ Rinaldi as Chief Compliance Officer

Fintech News Desk
New CCO brings three decades of financial services experience Kraken, one of the world’s largest and most-trusted crypto platforms, announced the appointment of CJ Rinaldi as Chief Compliance Officer. CJ’s decades of experience, both in traditional and decentralized finance, will further strengthen Kraken’s compliance program amid a fast-evolving regulatory landscape.......
BAI Launches the BAI Policy Manager Designed to Help Financial Services Organizations Comply with Regulatory Requirements
Compliance management News

BAI Launches the BAI Policy Manager Designed to Help Financial Services Organizations Comply with Regulatory Requirements

Fintech News Desk
BAI, a leading nonprofit independent organization that serves the financial services industry, including providing compliance training to over 2,300 organizations, has launched the new BAI Policy Manager to help financial services organizations create, manage, and track their organizational procedures and policies to meet increasingly complex regulatory requirements. “The BAI Policy......
Swedish FSA Grants Binance Seventh Regulatory Approval in EU
Cryptocurrency News

Swedish FSA Grants Binance Seventh Regulatory Approval in EU

Fintech News Desk
Binance granted registration by the Swedish Financial Supervisory Authority on January 10, 2023 Binance announces that Binance Nordics AB has been granted registration as a financial institution for management and trading in virtual currency by the Swedish Financial Supervisory Authority (Swedish FSA). This follows months of constructive engagement with the regulator. Binance......
MDT Partners with Comply-YES!, Helping Credit Unions Strengthen Regulatory Posture
Compliance management News

MDT Partners with Comply-YES!, Helping Credit Unions Strengthen Regulatory Posture

Fintech News Desk
CUSOs team up to help credit unions better navigate the regulatory landscape Member Driven Technologies (MDT), a CUSO that hosts the Symitar core processing system from Jack Henry™ to provide a private cloud alternative for core processing and IT needs, announced that it has partnered with Comply-YES!, a CUSO that provides compliance......
Binance Joins the ACSS to Further Compliance Standards Within the Crypto Industry
Compliance management Digital Asset Management News

Binance Joins the ACSS to Further Compliance Standards Within the Crypto Industry

Fintech News Desk
Binance, the global blockchain ecosystem behind the world’s largest digital asset exchange, announced that it has joined the Association of Certified Sanctions Specialists (ACSS), the world’s only organization bringing together sanctions compliance professionals. ACSS, established in 2018, provides high-quality education and benefits to its members. Binance is the first crypto exchange to formally......
Banking Markets News

CGD Selects Wolters Kluwer’s OneSumX For Regulatory Reporting

Fintech News Desk
Caixa Geral de Depósitos (CGD), the Portuguese state-owned banking corporation, and the largest bank in Portugal, has chosen to implement award-winning regulatory reporting software from Wolters Kluwer Finance, Risk & Regulatory Reporting (FRR). “During the project, new processes will enable data flow automation, enabling the bank to integrate a common reporting framework,......
1