Search Results for: regulatory capital

tZERO Announces Integration With Sterling Trading Tech, Powering Two New Third-Party Broker-Dealers That Are Live & Trading on the tZERO ATS
Business Fintech Investment Services News Risk Management Trading

tZERO ATS Market Data Now Available On Financial Market Data Platform Refinitiv

Fintech News Desk
by Fintech News Desk0
tZERO, a leader in financial innovation and liquidity for private companies, announced today that its subsidiary, tZERO ATS, a FINRA member broker-dealer that operates an Alternative Trading System (ATS), has completed a technology integration with Refinitiv, one of the world’s largest providers of financial markets data and infrastructure and formerly Thomson......
RegTech Pioneer, Compliance.ai Secures Series A Funding Fueling the Expansion of its Platform and Expert Advisory Board
Artificial Intelligence Business Fintech Fintech Funding News

RegTech Pioneer, Compliance.ai Secures Series A Funding Fueling the Expansion of its Platform and Expert Advisory Board

Fintech News Desk
by Fintech News Desk0
RegTech company Compliance.ai has closed its Series A round of financing, raising $3 million in additional funding led by Cota Capital. The company is committed to providing best-in-class RCM processes for compliance officers, risk officers, counsel and regulators alike. This includes an expansion into G-20 regulatory coverage, enhanced workflows, advanced reporting and expanding its partnerships with......
BMO Financial Group Announces Executive Appointments
Business Fintech Investment Services News

BMO Financial Group Announces Executive Appointments

Fintech News Desk
by Fintech News Desk0
BMO Financial Group today announced a series of executive appointments to continue to build on its strategic advantages. Tom Flynn will move from his current role as Chief Financial Officer to become a Vice Chair.  In his new role, he will support the growth ambitions of corporate clients and deepening client relationships. He will also continue to support......
Intapp, DealCloud, and S&P Global Market Intelligence Team Up to Provide Data and Insights to Professional and Financial Services Firms
Banking Business Fintech Investment Services News

DealCloud Survey Shows Optimism As Private Investors Look Beyond The Pandemic

Fintech News Desk
by Fintech News Desk0
DealCloud (an Intapp company), a leading provider of deal, relationship and firm management solutions for capital markets firms, today released the Fall 2020 edition of its Dealmaker Pulse Survey, which indicates that private investors have moved past pandemic concerns regarding impact on current investments and are now concentrating on sourcing and......
Figure, J.P. Morgan Close $100 Million Financing Facility for Jumbo, Conforming Mortgages
Banking Blockchain Fintech News

Figure Applies for National Bank Charter From the OCC

Fintech News Desk
by Fintech News Desk0
National Bank Charter Will Enable Figure to Fulfill Promises of Efficiency, Affordability and Financial Inclusion Figure Technologies, Inc. (Figure™), a leader in transforming financial services through the power of blockchain technology, announced it has applied for a national bank charter from the Office of the Controller of the Currency (OCC).......
GlobalFintechSeries Interview with Juliana Etcheverry, Director of Strategic Payment Partnerships & Market Expansion - LatAm at EBANX
Business Fintech Fintech Radar Interviews

Global Fintech Interview with Juliana Etcheverry, Director of Strategic Payment Partnerships & Market Expansion – LatAm at EBANX

Paroma Sen
by Paroma Sen0
Catch these 10-minute episodes of the SalesStar Podcast where we cover valuable lessons on Sales and Marketing with some of the industry’s best!...
We’ve appointed Michael Spiegel as Global Head, Transaction Banking
Banking Fintech News

Michael Spiegel Joins Standard Chartered as Global Head, Transaction Banking

Fintech News Desk
by Fintech News Desk0
Standard Chartered announced that Michael Spiegel has been appointed Global Head, Transaction Banking, effective January 1, 2021 and subject to regulatory approval. This follows Lisa Robins’ decision to retire from banking after a distinguished four-decade career. Read More: Corporate Spending Innovations Formally Launches as an Automated Payment Provider of SAP Concur The......
Eventus Systems to provide trade surveillance, AML transaction monitoring for BitMEX
Business Fintech News Risk Management

Vincent Turcotte oins Eventus Systems as Sales Director, Asia Pacific

Fintech News Desk
by Fintech News Desk0
Operating out of Hong Kong, Turcotte brings 30 years of markets experience to trade surveillance and risk management firm Eventus Systems, Inc., a multi-award winning global trade surveillance and risk management software platform provider, today announced that Vincent Turcotte has just joined the firm as Sales Director for the Asia Pacific (APAC) region, operating......
Akbank Selects Featurespace's ARIC Risk Hub to Protect Every Transaction from Fraud
Business Fintech Investment Services News

Featurespace Named Overall Winner Of Global Fast Track Programme At Hong Kong FinTech Week

Fintech News Desk
by Fintech News Desk0
Featurespace™, the leading provider of Enterprise Financial Crime prevention software, has been named the overall winner of the inaugural Global Fast Track Programme, a contest created to help local and global enterprises grow and accelerate innovation through Hong Kong’s diverse fintech ecosystem. Read More : BearingPoint Announces the Sale of Its Regulatory......
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