Search Results for: Compliance and Surveillance

AI-Powered Fintech Platforms Helping Companies Tackle Risk and Regulation Issues
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AI-Powered Fintech Platforms Helping Companies Tackle Risk and Regulation Issues

Fintech News Desk
by Fintech News Desk0
There are many kinds of risks and regulation issues that fintech companies may face. Some of these are: – Read More: GlobalFintechSeries Interview with Mark Morissette, Co-founder and CEO at Foxquilt Market growth – The growth in the market can cause many risks and issues for FinTech companies. Customers are......
Digital Asset Research (DAR) and perfORM Due Diligence Services (perfORM) Partner to Announce New Crypto Exchange ODD Reports
Business Cryptocurrency Fintech News

Digital Asset Research (DAR) and perfORM Due Diligence Services (perfORM) Partner to Announce New Crypto Exchange ODD Reports

Fintech News Desk
by Fintech News Desk0
The DAR perfORM ODD reports will provide due diligence information on crypto exchanges, including details on the exchange’s KYC/AML practices, security policies, regulatory compliance, corporate governance, trade surveillance, custody practices, and other key risks and concerns to customers, counterparties, and other market participants. Digital Asset Research (DAR), a leading provider......
First New York Implements Eventus Trade Surveillance System
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First New York Implements Eventus Trade Surveillance System

Fintech News Desk
by Fintech News Desk0
Eventus Systems, an award-winning global provider of multi-asset class trade surveillance and market risk solutions, announced today that First New York, a multi-asset class investment firm, has deployed the Validus platform to meet its global trade surveillance needs. The firm has begun using the cloud-based version of the platform for......
NICE Actimize Honored for AI and Advanced Analytics Innovation in Holistic Trade Surveillance by Regulation Asia
Artificial Intelligence Fintech News

NICE Actimize Honored for AI and Advanced Analytics Innovation in Holistic Trade Surveillance by Regulation Asia

Fintech News Desk
by Fintech News Desk0
NICE Actimize receives Regulation Asia’s Excellence Award for innovation in artificial intelligence and analytics to spot market abuse, conduct risk and suspicious communications NICE Actimize, a NICE business, announced today that its Holistic Trade and Communications Surveillance solutions suite was recognized by the “Regulation Asia Awards for Excellence 2020” for the second......
Terrapin Technologies Launches Trade Surveillance Solution in partnership with Wintrust Wealth Management
Business Fintech News Trading

Terrapin Technologies Launches Trade Surveillance Solution in partnership with Wintrust Wealth Management

Fintech News Desk
by Fintech News Desk0
Wintrust Wealth Management invests in technology enhancement benefitting its compliance program by delivering a more agile and efficient analysis of direct business transactions. Terrapin Technologies today announced a new trade surveillance solution in partnership with Wintrust Wealth Management. The trade surveillance solution provides compliance departments the capability to monitor sales......
Shield Collaborates with TeleMessage to Capture and Store Mobile and WhatsApp Messaging
Artificial Intelligence Business Fintech News

Shield Collaborates with TeleMessage to Capture and Store Mobile and WhatsApp Messaging

Fintech News Desk
by Fintech News Desk0
Specialist RegTech provider Shield today announced it has partnered with mobile archiving specialist TeleMessage to enable the direct capture and storage of Mobile and WhatsApp voice and chat messaging. Read More: Osome Publishes The Future of Entrepreneurship 2021 Report In Collaboration With Shopify, Xero and others The TeleMessege mobile capture......
Eventus Systems to provide trade surveillance, AML transaction monitoring for BitMEX
Cryptocurrency Fintech News Risk Management

Eventus Systems to provide trade surveillance, AML transaction monitoring for BitMEX

Fintech News Desk
by Fintech News Desk0
Cryptocurrency products platform to deploy Validus solution Eventus Systems, Inc., an award-winning global provider of multi-asset class trade surveillance and market risk solutions, announced that 100x Group, the holding structure for BitMEX, has selected Eventus to support BitMEX’s trade surveillance and Anti-Money Laundering (AML) transaction monitoring. BitMEX, a cryptocurrency products......
Sagent Adds Former Fannie Mae Exec Marianne Sullivan and Digital Risk Co-Founder Jeffrey Taylor to Board of Directors
Business Fintech News

Sagent & Bizzy Labs Regtech Deal Delivers Automated Compliance & Customer Care for Mortgage Servicers

Fintech News Desk
by Fintech News Desk0
AI partnership enables more accurate and compliant mortgage servicing and MSR transfers Sagent, a fintech company modernizing mortgage and consumer loan servicing for America’s top banks and lenders, today announced a regtech partnership with Bizzy Labs to automate compliance, lower operational costs, and improve borrower experience for servicers. Read More:......
PortfolioAid and VigilantCS Form a Strategic Compliance Technology Partnership to Tackle Client-Focused Reforms (CFRs)f
Business Fintech News

PortfolioAid and VigilantCS Form a Strategic Compliance Technology Partnership to Tackle Client-Focused Reforms (CFRs)f

Fintech News Desk
by Fintech News Desk0
Canadian RegTech solution providers, PortfolioAid and VigilantCS, have formed a strategic partnership to help Canada’s wealth management industry tackle client-focused reforms (CFRs) with award-winning technology. Under CFR, firms must comply with new conflict of interest provisions by June 30, 2021, and new KYP/KYC suitability obligations by Dec. 31, 2021. Read......
Morpheus Labs supported PwC in developing A Smart Compliance Application To Help Staff Focus on Higher Value Tasks
Fintech News Robotic Process Automation

Morpheus Labs supported PwC in developing A Smart Compliance Application To Help Staff Focus on Higher Value Tasks

Fintech News Desk
by Fintech News Desk0
Morpheus Labs, an innovative Singapore technology company, was engaged by PwC Singapore to develop Smart Compliance, a regulatory compliance automation tool using Robotic Automation Process (RPA) to replace the traditional paper-based compliance management and monitoring processes. Read More: The Influence of Mobile Apps WeChat Pay and Alipay Extends Far Beyond China’s Borders......
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