Search Results for: regulatory compliance

Financial Crime Compliance Expert From NatWest Joins Napier as CPO
Finance News Security

Napier Hires Ex-NatWest Group’s Financial Crime Compliance Expert William Monk

Fintech News Desk
by Fintech News Desk0
Napier, provider of leading anti-financial crime compliance solutions, has announced that former NatWest Group Head of Financial Crime Quality and Standards, William Monk, will become its new Chief Product Officer (CPO), while current CPO, Nick Portalski, moves to the role of Chief Solutions Officer (CSO). “Napier’s rapid growth means we’re......
Principal Financial Group Announces New Compliance and Investor Relations Leadership
Finance News

Principal Financial Group Announces New Compliance and Investor Relations Leadership

Fintech News Desk
by Fintech News Desk0
Principal Financial Group announced two new leadership hires within compliance and investor relations. Noreen Fierro joins Principal as senior vice president, chief compliance officer, effective February 21, overseeing all regulatory compliance operations for the global company. Fierro previously served as chief ethics and compliance officer at Guardian Life (2016-2021), where she was......
APT Systems Supports Regulatory Efforts on Stablecoins
Cryptocurrency Fintech News

APT Systems Supports Regulatory Efforts on Stablecoins

Fintech News Desk
by Fintech News Desk0
APT Systems, Inc., a software development and fintech company, announced it supports efforts by the U.S. Congress to define a regulatory framework—especially as the needs they voiced align so well with rigorous standards under which we’ve developed our Spera stablecoin. “Listening to Senate hearings on cryptocurrencies and stablecoins this week......
EMTECH Announces First Digital Regulatory Platform For Central Banks and Fintechs
Banking News

EMTECH Announces First Digital Regulatory Platform For Central Banks and Fintechs

Fintech News Desk
by Fintech News Desk0
Unlocking Unprecedented Value by Modernizing Central Banking for the Web3 Era EMTECH, the modern worldwide provider of central banking digital infrastructure, announced it has launched the first multi-country and multi-regulator solution for central banks, financial regulators and Fintech solution providers, the EMTECH Digital Regulatory Platform (DRP). Latest Fintech Insights: Mashreq Bank......
Wolters Kluwer Compliance Solutions Cites Benefits of Electronic Recording Of Real Property Documents
Lending Mortgage News

Wolters Kluwer Compliance Solutions Cites Benefits of Electronic Recording Of Real Property Documents

Fintech News Desk
by Fintech News Desk0
Thought Leader article underscores the enhanced speed, traceability, security and convenience of electronically filed mortgage transactions Commercial and residential mortgage lenders who neglect to embrace the benefits of—and growing trend towards electronic filing and e-recording of mortgage-related real property documents—could encounter significant problems over time, including rising transaction costs, workflow......
Wolters Kluwer Compliance Solutions Partners With Broadridge To Offer Industry-leading Cost Basis Solution
Fintech News

Wolters Kluwer Compliance Solutions Partners With Broadridge To Offer Industry-leading Cost Basis Solution

Fintech News Desk
by Fintech News Desk0
Market-leading GainsKeeper solution extends the overall Broadridge offering to provide an end-to-end solution for tax reporting -Wolters Kluwer Compliance Solutions and Broadridge Financial Solutions, Inc. (NYSE: BR), a global fintech leader, have enhanced their longstanding relationship by entering into a strategic alliance to provide an industry-leading solution for cost basis and......
Citing Growth, Azimuth GRC Announces Heads Of Legal and Compliance, Finance
Finance News

Citing Growth, Azimuth GRC Announces Heads Of Legal and Compliance, Finance

Fintech News Desk
by Fintech News Desk0
Leading compliance automation management platform grows leadership team with the addition of two industry veterans Azimuth GRC, a compliance automation pioneer, announced that Ross Gloudeman has joined the company as general counsel and chief compliance officer and Mike Redmon has joined as director of financial planning and analysis. Latest Fintech Insights: Paysend Expands Reach......
With Looming Regulatory Enforcement, Compliant NFT Securitization and Trading Comes Front and Center with GUARDD, Dalmore & PPEX
Blockchain News

With Looming Regulatory Enforcement, Compliant NFT Securitization and Trading Comes Front and Center with GUARDD, Dalmore & PPEX

Fintech News Desk
by Fintech News Desk0
It likely will not be long before the first enforcement action against a Non-Fungible Token (NFT) issuer is announced by the Securities and Exchange Commission. Many NFTs will be deemed to be securities, and therefore, a compliant means of satisfying both Federal and State securities laws is required. A technology......
StarCompliance Welcomes New Client: IFP Securities, LLC
Finance News Security

StarCompliance Welcomes New Client: IFP Securities, LLC

Fintech News Desk
by Fintech News Desk0
StarCompliance to provide compliance software to support broker-dealer’s risk management program and strengthen controls StarCompliance (“Star”), a provider of compliance technology solutions to the financial services industry, announced its new partnership with Independent Financial Partners (“IFP”)—consisting of IFP Advisors, an investment adviser, and IFP Securities, a broker-dealer, co-headquartered in Tampa, Florida—to......
Treasury Prime Launches New Compliance Solution Empowering Fintechs to Better Manage Risk in Highly-Regulated Environment
Fintech News

Treasury Prime Launches New Compliance Solution Empowering Fintechs to Better Manage Risk in Highly-Regulated Environment

Fintech News Desk
by Fintech News Desk0
Fueled by a changing regulatory landscape, Treasury Prime partners with Unit21 and Alloy to launch solution giving fintechs greater control of compliance strategy Treasury Prime, the leading Banking as a Service (BaaS) company, is expanding its compliance offerings with a new compliance solution that enables fintech companies to build and......
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