Search Results for: risk and regulatory

With Looming Regulatory Enforcement, Compliant NFT Securitization and Trading Comes Front and Center with GUARDD, Dalmore & PPEX
Blockchain News

With Looming Regulatory Enforcement, Compliant NFT Securitization and Trading Comes Front and Center with GUARDD, Dalmore & PPEX

Fintech News Desk
by Fintech News Desk0
It likely will not be long before the first enforcement action against a Non-Fungible Token (NFT) issuer is announced by the Securities and Exchange Commission. Many NFTs will be deemed to be securities, and therefore, a compliant means of satisfying both Federal and State securities laws is required. A technology......
DeFi and the Rise of Disruptive Financial Innovation
DeFi Featured Guest Posts

DeFi and the Rise of Disruptive Financial Innovation

Michael Kodari
by Michael Kodari0
  DeFi presents a revolutionary and innovative new frontier when it comes to opening fresh opportunities in improving the global financial markets. Let’s take a look at what DeFi is and its implications within the wider global banking and finance ecosystem. DeFi Defined De-centralized Finance (DeFi) in general terms is......
Coalition Launches Tech-powered Executive Risks Products With Personalized Risk Assessment For All Us Small Businesses
InsurTech News Risk Management

Coalition Launches Tech-powered Executive Risks Products With Personalized Risk Assessment For All Us Small Businesses

Fintech News Desk
by Fintech News Desk0
Coalition now offering Directors & Officers (D&O) and Employment Practices Liability (EPL) with new tools and features to all broker partners, furthering its breadth of offerings to protect businesses against modern risks. Coalition, the world’s largest commercial insurtech provider, announced the launch of its executive risks insurance products with new......
Quantifind Launches Graphyte in Microsoft Azure for Cloud-Powered Financial Crimes and Risk Intelligence
Cloud News

Quantifind Launches Graphyte in Microsoft Azure for Cloud-Powered Financial Crimes and Risk Intelligence

Fintech News Desk
by Fintech News Desk0
Market-Leading Risk Assessment Accuracy and Investigation Applications Are Now Accessible with Rapid Stand-Up and Advanced Security, Reliability, and Scalability Features Quantifind, a provider of software as a service (SaaS) used by banks and governments to significantly improve financial crimes risk screening and investigations performance, announced that the risk insights provided......
Treasury Prime Launches New Compliance Solution Empowering Fintechs to Better Manage Risk in Highly-Regulated Environment
Fintech News

Treasury Prime Launches New Compliance Solution Empowering Fintechs to Better Manage Risk in Highly-Regulated Environment

Fintech News Desk
by Fintech News Desk0
Fueled by a changing regulatory landscape, Treasury Prime partners with Unit21 and Alloy to launch solution giving fintechs greater control of compliance strategy Treasury Prime, the leading Banking as a Service (BaaS) company, is expanding its compliance offerings with a new compliance solution that enables fintech companies to build and......
Manufacturers Bank Welcomes Michael Leary as Executive Vice President, Chief Risk Officer
Banking Fintech News

Manufacturers Bank Welcomes Michael Leary as Executive Vice President, Chief Risk Officer

Fintech News Desk
by Fintech News Desk0
Manufacturers Bank is pleased to welcome Michael Leary, a Chartered Financial Analyst, as Executive Vice President and Chief Risk Officer, reporting to Kazuhisa Miyagawa, Chairman and CEO, and functionally to the Manufacturers Bank Board of Directors and to Kim Olson, Chief Risk Officer of the Americas Division of SMBC, the......
TruSight Completes Comprehensive Risk Assessment of Google Cloud Services
News Risk Management

TruSight Completes Comprehensive Risk Assessment of Google Cloud Services

Fintech News Desk
by Fintech News Desk0
Google Cloud Customers Benefit from Streamlined Onboarding, Improved Operational Efficiency, Higher-Quality Data, and Greater Risk Visibility TruSight, the financial industry’s leading provider of validated third-party risk data, announced that it has completed a rigorous assessment of Google Cloud services to validate the design and implementation of controls. The comprehensive risk......
Snowden Lane Partners Selects the ComplianceEdge Trade Surveillance and Account Monitoring Solution from InvestEdge
Finance Investment Services News

Snowden Lane Partners Selects the ComplianceEdge Trade Surveillance and Account Monitoring Solution from InvestEdge

Fintech News Desk
by Fintech News Desk0
Proven Workflow and Case Management Tools Improves Accuracy and Efficiency Snowden Lane Partners, a hybrid Broker-Dealer and Registered Investment Advisor financial services firm based in New York City, has gone live with the ComplianceEdge Trade Surveillance and Account Monitoring solution from InvestEdge. InvestEdge Inc., is a leading provider of innovative advisor......
Synalogik Raises £3m In Series A Funding Round Led By Bill Currie And Former Tesco Ceo, Sir Terry Leahy
Finance Fintech Funding News

Synalogik Raises £3m In Series A Funding Round Led By Bill Currie And Former Tesco Ceo, Sir Terry Leahy

Fintech News Desk
by Fintech News Desk0
Investment will enable the company to further enhance its software solution Scout®. A data aggregation, risk identification and reporting platform that currently allows organisations to more effectively carry out compliance checks, investigations and make intelligent decisions. -Synalogik, the company whose Scout data automation platform allows organisations to aggregate data, identify risk......
NICE Actimize Recognized As Category Winner For Communications Monitoring Innovation In The Chartis 2022 Risktech100 Rankings
News Risk Management Technology

NICE Actimize Recognized As Category Winner For Communications Monitoring Innovation In The Chartis 2022 Risktech100 Rankings

Fintech News Desk
by Fintech News Desk0
-NICE Actimize, a NICE business, has been recognized by Chartis Research as the category winner for Communications Monitoring in its recently released 2022 RiskTech100 rankings. In addition to the Communications Monitoring category leadership accolade, which it has received for the second consecutive year, NICE Actimize continued to be positioned in the top......
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