Tag : 17a-4

17a-4’s Compliance Suite for Microsoft’s Azure Blob Storage now available
Fintech News

17a-4’s Compliance Suite for Microsoft’s Azure Blob Storage Now Available

Fintech News Desk
by Fintech News Desk0
17a-4 now offers a Compliance Suite for Microsoft’s Azure. The combination of software and services lets financial institutions cost effectively bring records into Azure to leverage Blob storage policies and stay in compliance with SEC Rule 17a-4. 17a-4, LLC, the leader in Rule 17a-4 compliance now offers a Compliance Suite......
Creation of the European PayTech Leader a Powerful Strategic Combination Between Nexi and Nets
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Avoiding the 17a-4 Quagmire – AdvisorVault’s Guide for Small FINRA Firms

Fintech News Desk
by Fintech News Desk0
Despite all the confusion today, there are a few basic things AdvisorVault has learned over the years about 17a-4 that will help keep costs as low as possible yet reduce the risk for small FINRA firms. AdvisorVault, the experts on solving the data archiving demands of SEC rule 17a-4, announces a......
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