Tag : compliance professionals

Nearly Two-thirds of U.S. Regulatory Compliance Professionals View Technology-driven Risks as the Most Significant Force to Cause Compliance Issues in 2025
Compliance management Fintech News

Nearly Two-thirds of U.S. Regulatory Compliance Professionals View Technology-driven Risks as the Most Significant Force to Cause Compliance Issues in 2025

PR Newswire
by PR Newswire0
New survey and report detail challenges faced by compliance executives as they try to keep abreast of evolving regulations and how they wish regulators could better support them According to a newly released survey of U.S. regulatory compliance professionals, nearly two-thirds (63%) indicate that technology-driven risk is the most significant......
Compliance management Digital Payments Fintech Guest Posts Payment gateways

Four Key FinTech Predictions to Watch in 2025

Iain Armstrong
by Iain Armstrong0
If 2024 was defined by turbulence, 2025 may very well be shaped by divergence. This is particularly likely in sanctions policy, where U.S. and European approaches may diverge, with Europe under pressure to enforce its own regime. Financial institutions will also face stricter regulatory demands, particularly corporate transparency and beneficial......
American Investment Securities Group Chooses InvestorCOM to Digitize Rollover Recommendation Process
Compliance management News

AISG Chooses InvestorCOM to Digitize Rollover Recommendation Process

Fintech News Desk
by Fintech News Desk0
AISG will use InvestorCOM RolloverAnalyzer to make best interest rollover recommendations in compliance with PTE 2020-02 InvestorCOM, a leading regulatory software provider to the wealth management industry, announced that American Investment Securities Group LLC (AISG), an independent broker-dealer, has selected InvestorCOM to digitize their rollover recommendation process and meet the......
Foreside Acquires Cipperman Compliance Services
News Risk Management

Foreside Acquires Cipperman Compliance Services

Fintech News Desk
by Fintech News Desk0
Foreside continues to strengthen its outsourced CCO capabilities and complements its distribution solutions with latest acquisition Foreside Financial Group, LLC, a provider of governance, risk management, and compliance (GRC) solutions and technology offerings to clients in the global asset management industry, announced its acquisition of Cipperman Compliance Services (CCS), a......
Thomson Reuters Announces New $100 Million “Future of Professionals” Venture Capital Fund
Business News

Thomson Reuters Announces New $100 Million “Future of Professionals” Venture Capital Fund

Fintech News Desk
by Fintech News Desk0
Thomson Reuters announced the creation of a new $100 million Corporate Venture Capital (CVC) fund to support and accelerate innovation for the “Future of Professionals.” The fund will operate under the name “Thomson Reuters Ventures” and concentrate on investments and portfolio support for companies building breakthrough innovations that will allow......
StarCompliance Named A RegTech100 Company For 2021
Banking Fintech Investment Services News Risk Management

StarCompliance Named A RegTech100 Company For 2021

Fintech News Desk
by Fintech News Desk0
StarCompliance has been named a RegTech100 company for 2021 by specialist research firm RegTech Analyst. The fourth annual RegTech100 list recognizes the top 100 tech companies transforming compliance, risk management, and cybersecurity globally. Read More: Curioinvest Launches Capital Dex, the Decentralized Exchange Primarily For Security Tokens StarCompliance develops configurable compliance software......
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