Tag : Compliance Software

COMPLY Appoints Brian Alexander as Chief Financial Officer and Jack Van Arsdale as General Counsel to Accelerate Growth and Global Expansion
Compliance management Fintech News

COMPLY Appoints Brian Alexander as Chief Financial Officer and Jack Van Arsdale as General Counsel to Accelerate Growth and Global Expansion

GlobeNewswire
by GlobeNewswire0
GRC veterans bring decades of experience scaling SaaS businesses, navigating complex regulatory environments, and leading cross-functional teams to deliver long-term value for COMPLY’s clients COMPLY, the leading provider of regulatory compliance software and services for financial firms, announced the appointments of Brian Alexander as Chief Financial Officer and Jack Van......
Smartria Announces Mark Cunha as Head of Growth Initiatives to Accelerate Strategic Expansion
Compliance management Fintech News

Smartria Announces Mark Cunha as Head of Growth Initiatives to Accelerate Strategic Expansion

PR Newswire
by PR Newswire0
Smartria, a leading compliance software platform for investment advisors, is excited to announce Mark Cunha as its new Head of Growth Initiatives. This strategic addition to the executive team reflects Smartria’s commitment to accelerating innovation and expanding its market footprint across the regulatory technology landscape. Mark brings more than 10 years......
Openforce Welcomes Scott Chiba as Senior Product Director
Compliance management News Technology

Openforce Welcomes Scott Chiba as Senior Product Director

EIN Presswire
by EIN Presswire0
Openforce continues to deepen its investment in elite leadership talent and technology and operational excellence as it continues to scale. Openforce, the leading provider of compliance software, technology tools, and insurance solutions for independent contractor vendor workforce management, is proud to announce the addition of Scott Chiba as Senior Product......
Lucinity and Creditinfo Partner to Integrate PEP Screening Seamlessly into AI Workflows
Artificial Intelligence Compliance management News

Lucinity and Creditinfo Partner to Integrate PEP Screening Seamlessly into AI Workflows

EIN Presswire
by EIN Presswire0
Lucinity, a global leader in AI-driven compliance software, has partnered with Creditinfo, a trusted and leading provider of credit and risk intelligence solutions, to integrate access to localized Know Your Customer (KYC) data from Creditinfo directly into Lucinity’s end-to-end compliance platform. This strategic partnership enables financial institutions to automate KYC checks—including......
COMPLY Expands Investment in UK and EMEA Markets, Accelerating the Organisation’s Global Growth Trajectory
Compliance management Investment Services News

COMPLY Expands Investment in UK and EMEA Markets, Accelerating the Organisation’s Global Growth Trajectory

GlobeNewswire
by GlobeNewswire0
UK/EMEA leadership and new London office, combined with expanded Solutions and Services to support regulated financial institutions in the UK and EMEA, underpinning the organisation’s global expansion Following its recent 2025 Innovation news, COMPLY, the premier regulatory compliance software and solutions provider for global financial services firms, announced it has expanded its investments......
360factors and Prevalent Announce Partnership
Compliance management News Risk Management

360factors and Prevalent Announce Partnership

PR Newswire
by PR Newswire0
360factors, the leader in integrated risk and compliance software, announced a partnership with Prevalent., the company that takes the pain out of third-party risk management (TPRM). With this partnership, 360factors expands its best-in-class risk and compliance management solution offerings to banks, credit unions, financial services, and insurance companies. “In today’s......
StarCompliance Expands Footprint in United Arab Emirates to Meet Rising Demand for Employee Compliance Software Solutions
Compliance management News

StarCompliance Expands Footprint in United Arab Emirates to Meet Rising Demand for Employee Compliance Software Solutions

PR Newswire
by PR Newswire0
Independent market study reveals need for greater automation and opportunity for financial services firms to set standard in employee compliance software StarCompliance (“Star”), a leading SaaS provider of employee compliance technology solutions, continues their expansion into the United Arab Emirates (UAE) to meet the region’s growing need for automated employee compliance software......
Marygold & Co. Partners With Sardine and Incode To Protect Clients’ Financial Futures With AI
Investment Services News

Marygold & Co. Partners With Sardine and Incode To Protect Clients’ Financial Futures With AI

Fintech News Desk
by Fintech News Desk0
Harnessing its new partners’ AI-driven security platforms, the Marygold & Co. fintech app better secures client payments and accounts in the digital age Marygold & Co., a subsidiary of The Marygold Companies, announced partnerships with Sardine, a fraud prevention and compliance software company, and its partner Incode Technologies Inc., a leading identity......
COMPLY Launches Modern COMPLYance Women Initiative for Women in Regulatory Compliance
Compliance management News

COMPLY Launches Modern COMPLYance Women Initiative for Women in Regulatory Compliance

PR Newswire
by PR Newswire0
Modern COMPLYance Women Aims to Engage Women Professionals Across the Regulatory Industry, Building Connections and Curating Opportunities for Growth COMPLY, the global market leader of compliance software, consulting and education resources for the financial services sector, announced the launch of its women’s initiative “Modern COMPLYance Women” and its flagship event “Connect......
COMPLY and InvestorCOM Expand Partnership for Best Interest Recommendations
Compliance management News

COMPLY and InvestorCOM Expand Partnership for Best Interest Recommendations

PR Newswire
by PR Newswire0
New solutions enable advisers to make best interest product and rollover recommendations, digitally documenting and disclosing their analysis Today, two leading compliance software providers to the wealth management industry, COMPLY and InvestorCOM, announced an expanded partnership which will enable wealth firms and advisers to more efficiently and effectively comply with the Securities and......
1