Tag : Securities and Exchange Commission (SEC)

AgentQuant Secures Dual SEC and MSB Registrations, Solidifying Compliance Foundation
Finance News Trading

AgentQuant Secures Dual SEC and MSB Registrations, Solidifying Compliance Foundation

GlobeNewswire
by GlobeNewswire0
AI-Native Architecture Redefines Quantitative Trading Standards as Human-AI Risk Management Strengthens the Compliance Framework. While much of the global quantitative investment industry continues to debate where artificial intelligence should be integrated into existing trading systems, one company headquartered in Denver’s financial district is taking a fundamentally different approach. AgentQuant Inc.......
Linqto Provides Update on Ongoing Internal and Regulatory Investigations and Business Operations
Finance Fintech News

Linqto Provides Update on Ongoing Internal and Regulatory Investigations and Business Operations

Business Wire
by Business Wire0
Linqto, a leading financial technology platform providing accredited investors access to late-stage, privately held companies, today provided an update on ongoing regulatory investigations and business operations. On March 14, 2025, Linqto issued a press release announcing the following: A new senior leadership team had been appointed to run the Company......
Constantine Cannon LLP Announces Three Partnership Promotions
Banking Fintech News

Constantine Cannon LLP Announces Three Partnership Promotions

Fintech News Desk
by Fintech News Desk0
Hamsa Mahendranathan, Sarah “Poppy” Alexander, and Ari Yampolsky join the partnership ranks of the largest and most successful international whistleblower practice in the world Constantine Cannon LLP is pleased to announce that it has elevated three attorneys, Hamsa Mahendranathan, Sarah “Poppy” Alexander, and Ari Yampolsky, to partners of the firm. All three......
1