Tag : U.S. Securities

COMPLY Appoints Global Risk and Regulatory Compliance Leader Jamila Mayfield as New Chief Regulatory Services Officer
Compliance management Fintech News

COMPLY Appoints Global Risk and Regulatory Compliance Leader Jamila Mayfield as New Chief Regulatory Services Officer

GlobeNewswire
by GlobeNewswire0
Former SEC and EY Executive to Lead COMPLY’s Regulatory Services Strategy and Global Expansion COMPLY, the premier compliance solution provider for global financial services firms, announced that regulatory expert and former U.S. Securities and Exchange Commission (SEC) Assistant Regional Director, Jamila Mayfield, has joined as the company’s Chief Regulatory Services......
Finance of America Receives Continued Listing Standard Notice from the NYSE
Fintech News

Finance of America Receives Continued Listing Standard Notice from the NYSE

Business Wire
by Business Wire0
Finance of America plans to notify the NYSE within ten business days of its receipt of the Notice that it intends to bring the Company into compliance with this listing standard within the six month cure period. Finance of America intends to remain listed on the NYSE and is considering......
Spark I Acquisition Corporation Announces Closing of $100 Million Initial Public Offering
Fintech Investments News

Spark I Acquisition Corporation Announces Closing of $100 Million Initial Public Offering

PR Newswire
by PR Newswire0
Spark I Acquisition Corporation (the “Company”), a special purpose acquisition company formed for the purpose of effecting a merger, share exchange, asset acquisition, share purchase, reorganization or similar business combination with one or more businesses, today announced the closing of its initial public offering of 10,000,000 units at a price......
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