Search Results for: regulatory compliance

Wolters Kluwer Compliance Solutions Cites Benefits of Electronic Recording Of Real Property Documents
Lending Mortgage News

Wolters Kluwer Compliance Solutions Cites Benefits of Electronic Recording Of Real Property Documents

Fintech News Desk
by Fintech News Desk0
Thought Leader article underscores the enhanced speed, traceability, security and convenience of electronically filed mortgage transactions Commercial and residential mortgage lenders who neglect to embrace the benefits of—and growing trend towards electronic filing and e-recording of mortgage-related real property documents—could encounter significant problems over time, including rising transaction costs, workflow......
Wolters Kluwer Compliance Solutions Partners With Broadridge To Offer Industry-leading Cost Basis Solution
Fintech News

Wolters Kluwer Compliance Solutions Partners With Broadridge To Offer Industry-leading Cost Basis Solution

Fintech News Desk
by Fintech News Desk0
Market-leading GainsKeeper solution extends the overall Broadridge offering to provide an end-to-end solution for tax reporting -Wolters Kluwer Compliance Solutions and Broadridge Financial Solutions, Inc. (NYSE: BR), a global fintech leader, have enhanced their longstanding relationship by entering into a strategic alliance to provide an industry-leading solution for cost basis and......
Citing Growth, Azimuth GRC Announces Heads Of Legal and Compliance, Finance
Finance News

Citing Growth, Azimuth GRC Announces Heads Of Legal and Compliance, Finance

Fintech News Desk
by Fintech News Desk0
Leading compliance automation management platform grows leadership team with the addition of two industry veterans Azimuth GRC, a compliance automation pioneer, announced that Ross Gloudeman has joined the company as general counsel and chief compliance officer and Mike Redmon has joined as director of financial planning and analysis. Latest Fintech Insights: Paysend Expands Reach......
With Looming Regulatory Enforcement, Compliant NFT Securitization and Trading Comes Front and Center with GUARDD, Dalmore & PPEX
Blockchain News

With Looming Regulatory Enforcement, Compliant NFT Securitization and Trading Comes Front and Center with GUARDD, Dalmore & PPEX

Fintech News Desk
by Fintech News Desk0
It likely will not be long before the first enforcement action against a Non-Fungible Token (NFT) issuer is announced by the Securities and Exchange Commission. Many NFTs will be deemed to be securities, and therefore, a compliant means of satisfying both Federal and State securities laws is required. A technology......
StarCompliance Welcomes New Client: IFP Securities, LLC
Finance News Security

StarCompliance Welcomes New Client: IFP Securities, LLC

Fintech News Desk
by Fintech News Desk0
StarCompliance to provide compliance software to support broker-dealer’s risk management program and strengthen controls StarCompliance (“Star”), a provider of compliance technology solutions to the financial services industry, announced its new partnership with Independent Financial Partners (“IFP”)—consisting of IFP Advisors, an investment adviser, and IFP Securities, a broker-dealer, co-headquartered in Tampa, Florida—to......
Treasury Prime Launches New Compliance Solution Empowering Fintechs to Better Manage Risk in Highly-Regulated Environment
Fintech News

Treasury Prime Launches New Compliance Solution Empowering Fintechs to Better Manage Risk in Highly-Regulated Environment

Fintech News Desk
by Fintech News Desk0
Fueled by a changing regulatory landscape, Treasury Prime partners with Unit21 and Alloy to launch solution giving fintechs greater control of compliance strategy Treasury Prime, the leading Banking as a Service (BaaS) company, is expanding its compliance offerings with a new compliance solution that enables fintech companies to build and......
Snowden Lane Partners Selects the ComplianceEdge Trade Surveillance and Account Monitoring Solution from InvestEdge
Finance Investment Services News

Snowden Lane Partners Selects the ComplianceEdge Trade Surveillance and Account Monitoring Solution from InvestEdge

Fintech News Desk
by Fintech News Desk0
Proven Workflow and Case Management Tools Improves Accuracy and Efficiency Snowden Lane Partners, a hybrid Broker-Dealer and Registered Investment Advisor financial services firm based in New York City, has gone live with the ComplianceEdge Trade Surveillance and Account Monitoring solution from InvestEdge. InvestEdge Inc., is a leading provider of innovative advisor......
Wolters Kluwer Compliance Solutions and Floify Announce Collaboration for eNote Digital Signature Closings
Lending Mortgage News

Wolters Kluwer Compliance Solutions and Floify Announce Collaboration for eNote Digital Signature Closings

Fintech News Desk
by Fintech News Desk0
Product integration provides Floify customers with Wolters Kluwer eOriginal’s leading digital mortgage promissory eNote technology to expedite mortgage e-closings Wolters Kluwer Compliance Solutions and Floify, a leading point-of-sale solution in the mortgage industry and subsidiary of Porch Group, Inc., are collaborating to leverage the capabilities of Wolters Kluwer’s eOriginal product suite, the trusted......
SoFi Receives Regulatory Approval To Become a National Bank
Banking Finance Fintech News

SoFi Receives Regulatory Approval To Become a National Bank

Fintech News Desk
by Fintech News Desk0
SoFi Technologies, Inc. (“SoFi”), the digital personal finance company, announced that the Office of the Comptroller of the Currency (OCC) and the Federal Reserve have approved its applications to become a Bank Holding Company through its proposed acquisition of Golden Pacific Bancorp, Inc., and operate its bank subsidiary as SoFi......
IMM and Compliance Systems Partner to Deliver Advanced Compliance Documents with eSignatures
Digital News

IMM and Compliance Systems Partner to Deliver Advanced Compliance Documents with eSignatures

Fintech News Desk
by Fintech News Desk0
Automated document compliance platform now features real-time eSignatures to provide superior customer experience IMM, the only eSignature provider that specializes in eSignature and digital transaction solutions exclusively for financial institutions, and Compliance Systems, the financial industry’s leading provider of modern digital and dynamic compliance documentation, announced a strategic partnership to provide......
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