Search Results for: regulatory compliance

Assent Compliance Announces $350 Million USD Investment to Expand Global Footprint in Supply Chain Sustainability Management; Achieves Unicorn Status
News Risk Management

Assent Compliance Announces $350 Million USD Investment to Expand Global Footprint in Supply Chain Sustainability Management

Fintech News Desk
by Fintech News Desk0
New investment by Vista Equity Partners and continued partnership with Warburg Pincus reinforces Assent’s market leadership in supply chain sustainability software and will support the company’s rapid expansion into broader supply chain ESG solutions Assent Compliance Inc., a leader in supply chain sustainability management, announced that it has raised $350......
Mogo Receives Final Regulatory Approval for Launch of MogoTrade
Digital Payments News

Mogo Receives Final Regulatory Approval for Launch of MogoTrade

Fintech News Desk
by Fintech News Desk0
Commission-free stock trading app to launch imminently Mogo Inc., a digital payments and financial-technology company, announced it has received final approval from the Investment Industry Regulatory Organization of Canada (“IIROC”) for the launch of MogoTrade, Mogo’s commission-free stock-trading solution. “We’re excited to achieve this important regulatory milestone before year end,......
Evolve Mortgage Services Acquires Brooks Systems LLC to Support Mortgage Regulation Compliance
Mortgage News

Evolve Mortgage Services Acquires Brooks Systems LLC to Support Mortgage Regulation Compliance

Fintech News Desk
by Fintech News Desk0
For more than 20 years Brooks has been the primary provider of cutting-edge compliance software for a majority of companies in the mortgage business Evolve Mortgage Services, a top provider of outsourced mortgage solutions and eMortgage technology solutions, announced it has acquired Brooks Systems LLC to expand its technical automation......
Wolters Kluwer's Survey Reveals Substantial Risk, Compliance for Lenders
News Risk Management

Wolters Kluwer’s Annual Indicator Survey Reveals Substantial Risk, Compliance Concerns for U.S. Lenders

Fintech News Desk
by Fintech News Desk0
2021 marks third consecutive year of increase in the regulatory, risk management Indicator score with 25-point jump Regulatory compliance and risk concerns remain elevated in a number of key areas for U.S. banks and credit unions, according to the results of Wolters Kluwer’s 2021 Regulatory & Risk Management Indicator survey. This year’s......
ComplySci And RIA In A Box Join Forces To Launch The Future Of Compliance Software
Fintech News

ComplySci And RIA In A Box Join Forces To Launch The Future Of Compliance Software

Fintech News Desk
by Fintech News Desk0
Transformational Acquisition Brings Together Two Industry-Leading SaaS Organizations to Create Next Generation Suite of Compliance Solutions for the Financial Services Industry RIA in a Box to Continue Operating Under Existing Brand and Leadership  ComplySci (the “Company”), the leading provider of regulatory technology and compliance solutions for the financial services sector, announced......
Moody’s Acquires PassFort and Agrees to Acquire kompany, Expanding KYC and Compliance Capabilities
Fintech News

Moody’s Acquires PassFort and Agrees to Acquire kompany, Expanding KYC and Compliance Capabilities

Fintech News Desk
by Fintech News Desk0
Moody’s Corporation announced that it has acquired PassFort Limited and entered into an agreement to acquire 360kompany AG (kompany), two European providers of onboarding and Know Your Customer (KYC) technology solutions. The acquisitions complement Moody’s technology, data, and analytical capabilities, and enhance its industry-leading customer solutions for KYC, anti-money laundering,......
The Compliance Group Selects ACES Quality Management to Power Its Mortgage Compliance and Quality Control Audits
Mortgage News

The Compliance Group Selects ACES Quality Management to Power Its Mortgage Compliance and Quality Control Audits

Fintech News Desk
by Fintech News Desk0
The Compliance Group, a nationwide provider of outsourced. Quality Control, Compliance Services, and Servicing QC, announced that they have selected ACES’ flagship platform ACES Quality Management & Control software to support the delivery of its compliance and quality control (QC) services for mortgage origination and servicing platforms. The Compliance Group,......
TD Securities Continues to Successfully Implement Suade Labs' Solutions for Regulatory Reporting
Fintech News

TD Securities Continues to Successfully Implement Suade Labs’ Solutions for Regulatory Reporting

Fintech News Desk
by Fintech News Desk0
Award-winning RegTech firm Suade Labs, specialising in automating regulatory compliance for financial institutions through modern technology, has added TD Securities to its client portfolio TD Securities partnered with Suade to implement regulatory reporting solutions for its Dublin entity. In addition, they have completed the MAS 610 and 1003 reporting requirements for their Singapore entity. They continue......
Wyndham Capital Mortgage Hires Industry Leader Melissa Smith as SVP Of Risk and Compliance
Mortgage News

Wyndham Capital Mortgage Hires Industry Leader Melissa Smith as SVP Of Risk and Compliance

Fintech News Desk
by Fintech News Desk0
Proven Financial Services Leader to Drive Company’s Regulatory and Compliance Efforts Wyndham Capital Mortgage, a leading fintech mortgage lender, has announced the hiring of industry and executive veteran Melissa Smith as the organization’s SVP of Risk and Compliance. With over 30 years of experience in financial service leadership, risk and......
BFSI Industry Demand for Advanced RegTech Solutions Drives the Expansion of Compliance.ai's Expert Advisory, Leadership Team, and Expert Connections
Fintech News

BFSI Industry Demand for Advanced RegTech Solutions Drives the Expansion of Compliance.ai’s Expert Advisory, Leadership Team, and Expert Connections

Fintech News Desk
by Fintech News Desk0
The leading regulatory change management (RCM) platform welcomes well-respected commodities trading expert, Matthew Hunter, to its advisory board, underscoring its commitment to leverage leading subject matter experts Compliance.ai, the leading provider of regulatory change management (RCM) solutions for the BFSI industry, welcomes expert commodities trader, Matthew Hunter to its advisory board, and......
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