Search Results for: Regulatory Strategy

Venminder
Fintech Investment Services News Trading

DEX Secures Regulatory Approval in the Abu Dhabi Global Market from the FSRA

Fintech News Desk
by Fintech News Desk0
DEX has secured a Financial Services Permission (FSP) from the Financial Services Regulatory Authority (FSRA) in the Abu Dhabi Global Market (ADGM) in the United Arab Emirates. The FSP authorizes DEX to operate a regulated Multilateral Trading Facility (MTF) and Custody platform using Virtual Assets that will serve retail /......
Wolters Kluwer Legal & Regulatory U.S. Announces Executive Appointments
Business Fintech News

Wolters Kluwer Legal & Regulatory U.S. Announces Executive Appointments

Fintech News Desk
by Fintech News Desk0
The division has appointed two new Vice Presidents Wolters Kluwer Legal & Regulatory U.S. announced the appointment of Christopher Sullivan as Vice President and General Manager of the Transactional & Retirement Group and Rocco Impreveduto as Vice President of Marketing, effective immediately. Read More: Strider Announces John Mullen, Former Assistant Director of CIA, Joins......
Boom Commerce Completes Strategic Investment in POS Technology Leader Ovvi
Fintech Investment Services News Risk Management

Strategic Investment Advances Boom Commerce’s Strategy to Broaden Its Sponsor Bank Relationships and Support a Much Broader Range of Higher Risk/Non-Traditional and Higher Margin Merchants

Fintech News Desk
by Fintech News Desk0
Boom Commerce announced that it has completed a strategic investment in G.O.A.T. Payments (“GP”) located in Westlake Village, CA. GP brings decades of experience acquiring, underwriting and supporting higher risk, higher margin and non-traditional merchant categories that require white glove attention and support, even more so now in light of......
Banco Sabadell Signs Ten-Year Agreement with IBM Services, Aiming to Provide Innovative Digital Client Experiences Through Hybrid Cloud Strategy
Business Fintech News

Banco Sabadell Signs Ten-Year Agreement with IBM Services, Aiming to Provide Innovative Digital Client Experiences Through Hybrid Cloud Strategy

Fintech News Desk
by Fintech News Desk0
IBM Cloud and Red Hat Technology to Help the Bank to Roll out New Digital Offerings, While Reinforcing Security and Compliance Readiness Banco Sabadell, Spain’s fourth largest private banking group, and IBM Services announced the signing of a ten-year services agreement designed to help the bank boost digitization and support the strategic......
Broadridge Accelerates Hybrid Cloud Strategy with IBM Services to Drive Next-Gen Capabilities for Clients
Banking Fintech News

Broadridge Accelerates Hybrid Cloud Strategy with IBM Services to Drive Next-Gen Capabilities for Clients

Fintech News Desk
by Fintech News Desk3
Digitally Transforming its Business, creating The Broadridge Private Cloud Powered by IBM Broadridge Financial Solutions, Inc.  a global Fintech leader and part of the S&P 500 Index, and IBM Services announced an agreement to bring new cloud-based solutions to Broadridge’s clients in the financial services industry. As part of this......
LedgerX Co-Founder Returns to Lead Company's New Strategy
Cryptocurrency Fintech News Trading

LedgerX Co-Founder Returns to Lead Company’s New Strategy

Fintech News Desk
by Fintech News Desk8
Ledger Holdings also Closes on Interim Financing Ledger Holdings Inc., parent company to LedgerX LLC — the first federally regulated cryptocurrency derivatives exchange — announced that LedgerX co-founder and former Chief Technology Officer Zach Dexter will return as Chief Executive Officer to lead the company’s new retail-focused strategy and has......
Cardless Appoints Fintech Executive Fitz Tepper as Chief Operating Officer
Fintech News

Cardless Appoints Fintech Executive Fitz Tepper as Chief Operating Officer

PR Newswire
by PR Newswire0
Tepper will spearhead day-to-day company-wide operations, provide strategic leadership, and oversee the compliance, operations and marketing functions. San Francisco-based financial technology firm, Cardless, Inc. announced it has appointed Fitz Tepper as the company’s Chief Operating Officer. Tepper will be the first COO for the fintech company, joining the team to......
COMPLY and InvestorCOM Expand Partnership for Best Interest Recommendations
Compliance management News

COMPLY and InvestorCOM Expand Partnership for Best Interest Recommendations

PR Newswire
by PR Newswire0
New solutions enable advisers to make best interest product and rollover recommendations, digitally documenting and disclosing their analysis Today, two leading compliance software providers to the wealth management industry, COMPLY and InvestorCOM, announced an expanded partnership which will enable wealth firms and advisers to more efficiently and effectively comply with the Securities and......
Docupace Announces Integration with InvestorCOM to Deliver Streamlined Advisor Experience
Compliance management Fintech News

Docupace Announces Integration with InvestorCOM to Deliver Streamlined Advisor Experience

PR Newswire
by PR Newswire0
Leading wealthtech providers forge partnership to ensure Reg BI compliance of investment recommendations Docupace, the leader in cloud-based fintech digital operations software for the wealth management industry, announces the first phase of its strategic integration with InvestorCOM on behalf of their mutual client Wintrust Wealth Management, a wealth management firm offering a......
Bitcoin Company River Raises $35 Million In Series B Funding
Fintech Funding Fintech Startups News

Bitcoin Company River Raises $35 Million In Series B Funding

PR Newswire
by PR Newswire0
River, a Bitcoin technology and financial services startup, announced a $35 million equity round. This series B funding was led by Kingsway Capital. Other investors included Peter Thiel, Goldcrest, Cygni, M13, Valor Equity Partners, Esas Ventures, and Alarko Ventures. River is on a mission to champion an honest and robust financial system......
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