Search Results for: regulatory capital

First Business Bank Completes $32.5 Million Capital Raise and Announces $5.0 Million Buyback Program
Banking Capital Markets News

First Business Bank Completes $32.5 Million Capital Raise and Announces $5.0 Million Buyback Program

Fintech News Desk
by Fintech News Desk0
First Business Financial Services, Inc. announced the successful private placement to institutional investors of $32.5 million in new capital consisting of $20.0 million of subordinated notes and $12.5 million of preferred stock (both more fully described below) and the redemption of $19.4 million of higher cost trust preferred securities and......
F&I Sentinel Announces Investment by Calera Capital
Finance Investment Services News

F&I Sentinel Announces Investment by Calera Capital

Fintech News Desk
by Fintech News Desk0
F&I Sentinel – the automotive finance industry’s leading compliance solutions provider with respect to the financing of Finance and Insurance products – announced its founders have partnered with Calera Capital, a leading middle-market private equity firm, in a majority recapitalization of the business.  Terms of the transaction were not disclosed.......
CI Financial To Acquire Corient Capital Partners
Finance News

CI Financial To Acquire Corient Capital Partners, a US$5.0-Billion Wealth Management Firm

Fintech News Desk
by Fintech News Desk0
Addition of California RIA deepens CI’s presence in ultra-high-net-worth segment and increases U.S. wealth management assets to US$125 billion CI Financial Corp., announced an agreement under which CI will acquire Corient Capital Partners, LLC , a Newport Beach-based wealth management firm overseeing US$5.0 billion on behalf of ultra-high-net-worth individuals and families......
Protecht Group to Accelerate Growth with $42 Million Series A Investment from Arrowroot Capital
Investment Services News

Protecht Group to Accelerate Growth with $42 Million Series A Investment from Arrowroot Capital

Fintech News Desk
by Fintech News Desk0
Protecht Group Holdings Pty Ltd, a leader in Enterprise Risk Management software and services, announced that it has secured an AUD $42MM investment from Arrowroot Capital to accelerate its product and growth strategies. “Arrowroot considers ourselves lucky to have the opportunity to partner with the Protecht team and we are......
ION joins the International Capital Market Association
Capital Markets News Risk Management

ION Joins the International Capital Market Association

Fintech News Desk
by Fintech News Desk0
ION has been accepted to the International Capital Market Association (ICMA) as an Associate Member ION, a global provider of trading, analytics, treasury, and risk management solutions for capital markets, commodities, and treasury management, has been accepted to the International Capital Market Association (ICMA) as an Associate Member. ICMA has......
Compliancy Group Announces Aldrich Capital Partners Has Committed To Invest $75 Million
Investment Services News

Compliancy Group Announces Aldrich Capital Partners Has Committed To Invest $75 Million

Fintech News Desk
by Fintech News Desk0
Compliancy Group, a leading healthcare compliance Software-as-a-Service (SaaS) business, announced it closed a significant investment from Virginia-based growth equity firm, Aldrich Capital Partners. Aldrich Capital Partners has committed to invest $75 million. Latest Fintech Insights: Allumia Closes Series A2 Financing To Advance Energy Efficiency-as-a-Service Technology Platform Compliancy Group is a market leader in......
With Looming Regulatory Enforcement, Compliant NFT Securitization and Trading Comes Front and Center with GUARDD, Dalmore & PPEX
Blockchain News

With Looming Regulatory Enforcement, Compliant NFT Securitization and Trading Comes Front and Center with GUARDD, Dalmore & PPEX

Fintech News Desk
by Fintech News Desk0
It likely will not be long before the first enforcement action against a Non-Fungible Token (NFT) issuer is announced by the Securities and Exchange Commission. Many NFTs will be deemed to be securities, and therefore, a compliant means of satisfying both Federal and State securities laws is required. A technology......
Firm Capital Mortgage Investment Corporation Announces Partial Exercise of Over-Allotment Option
Mortgage News

Firm Capital Mortgage Investment Corporation Announces Partial Exercise of Over-Allotment Option

Fintech News Desk
by Fintech News Desk0
Firm Capital Mortgage Investment Corporation (the “Corporation”) (TSX: FC) is pleased to announce that the underwriters of its offering of 5.00% convertible unsecured subordinated debentures due March 31, 2029 exercised, in part, their previously disclosed over-allotment option, resulting in the issue of an additional $3,700,000 aggregate principal amount of debentures.......
Leading Capital Markets Protocol Folks Finance Closes $3 Million Seed Funding Round
Capital Markets Finance News

Leading Capital Markets Protocol Folks Finance Closes $3 Million Seed Funding Round

Fintech News Desk
by Fintech News Desk0
The round was led by Borderless Capital with participation from Jump Crypto, Parafi Capital, Coinbase Ventures, Genesis Capital, the Algorand Foundation, and more Folks Finance, the leading capital markets protocol for borrowing and lending built on the top of Algorand blockchain, announces the closing of its $3M Seed Funding Round, led by Borderless......
TAG Financial Institutions Group Announces Formation of TAG Capital Solutions Group
Finance Investments News

TAG Financial Institutions Group Announces Formation of TAG Capital Solutions Group

Fintech News Desk
by Fintech News Desk0
TAG Financial Institutions Group, LLC (“TAG Financial”), a leading investment banking firm in the Financial and Business Services sectors, announced the formation of TAG Capital Solutions Group, LLC (“TCS”). Latest Fintech Insights: Nexbloc and Arcade Network Partner to Bring Blockchain Domains to Gaming in the Metaverse As a newly formed subsidiary......
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