Search Results for: regulatory compliance

Snowden Lane Partners Selects the ComplianceEdge Trade Surveillance and Account Monitoring Solution from InvestEdge
Finance Investment Services News

Snowden Lane Partners Selects the ComplianceEdge Trade Surveillance and Account Monitoring Solution from InvestEdge

Fintech News Desk
by Fintech News Desk0
Proven Workflow and Case Management Tools Improves Accuracy and Efficiency Snowden Lane Partners, a hybrid Broker-Dealer and Registered Investment Advisor financial services firm based in New York City, has gone live with the ComplianceEdge Trade Surveillance and Account Monitoring solution from InvestEdge. InvestEdge Inc., is a leading provider of innovative advisor......
Wolters Kluwer Compliance Solutions and Floify Announce Collaboration for eNote Digital Signature Closings
Lending Mortgage News

Wolters Kluwer Compliance Solutions and Floify Announce Collaboration for eNote Digital Signature Closings

Fintech News Desk
by Fintech News Desk0
Product integration provides Floify customers with Wolters Kluwer eOriginal’s leading digital mortgage promissory eNote technology to expedite mortgage e-closings Wolters Kluwer Compliance Solutions and Floify, a leading point-of-sale solution in the mortgage industry and subsidiary of Porch Group, Inc., are collaborating to leverage the capabilities of Wolters Kluwer’s eOriginal product suite, the trusted......
SoFi Receives Regulatory Approval To Become a National Bank
Banking Finance Fintech News

SoFi Receives Regulatory Approval To Become a National Bank

Fintech News Desk
by Fintech News Desk0
SoFi Technologies, Inc. (“SoFi”), the digital personal finance company, announced that the Office of the Comptroller of the Currency (OCC) and the Federal Reserve have approved its applications to become a Bank Holding Company through its proposed acquisition of Golden Pacific Bancorp, Inc., and operate its bank subsidiary as SoFi......
IMM and Compliance Systems Partner to Deliver Advanced Compliance Documents with eSignatures
Digital News

IMM and Compliance Systems Partner to Deliver Advanced Compliance Documents with eSignatures

Fintech News Desk
by Fintech News Desk0
Automated document compliance platform now features real-time eSignatures to provide superior customer experience IMM, the only eSignature provider that specializes in eSignature and digital transaction solutions exclusively for financial institutions, and Compliance Systems, the financial industry’s leading provider of modern digital and dynamic compliance documentation, announced a strategic partnership to provide......
Assent Compliance Announces $350 Million USD Investment to Expand Global Footprint in Supply Chain Sustainability Management; Achieves Unicorn Status
News Risk Management

Assent Compliance Announces $350 Million USD Investment to Expand Global Footprint in Supply Chain Sustainability Management

Fintech News Desk
by Fintech News Desk0
New investment by Vista Equity Partners and continued partnership with Warburg Pincus reinforces Assent’s market leadership in supply chain sustainability software and will support the company’s rapid expansion into broader supply chain ESG solutions Assent Compliance Inc., a leader in supply chain sustainability management, announced that it has raised $350......
Mogo Receives Final Regulatory Approval for Launch of MogoTrade
Digital Payments News

Mogo Receives Final Regulatory Approval for Launch of MogoTrade

Fintech News Desk
by Fintech News Desk0
Commission-free stock trading app to launch imminently Mogo Inc., a digital payments and financial-technology company, announced it has received final approval from the Investment Industry Regulatory Organization of Canada (“IIROC”) for the launch of MogoTrade, Mogo’s commission-free stock-trading solution. “We’re excited to achieve this important regulatory milestone before year end,......
Evolve Mortgage Services Acquires Brooks Systems LLC to Support Mortgage Regulation Compliance
Mortgage News

Evolve Mortgage Services Acquires Brooks Systems LLC to Support Mortgage Regulation Compliance

Fintech News Desk
by Fintech News Desk0
For more than 20 years Brooks has been the primary provider of cutting-edge compliance software for a majority of companies in the mortgage business Evolve Mortgage Services, a top provider of outsourced mortgage solutions and eMortgage technology solutions, announced it has acquired Brooks Systems LLC to expand its technical automation......
Wolters Kluwer's Survey Reveals Substantial Risk, Compliance for Lenders
News Risk Management

Wolters Kluwer’s Annual Indicator Survey Reveals Substantial Risk, Compliance Concerns for U.S. Lenders

Fintech News Desk
by Fintech News Desk0
2021 marks third consecutive year of increase in the regulatory, risk management Indicator score with 25-point jump Regulatory compliance and risk concerns remain elevated in a number of key areas for U.S. banks and credit unions, according to the results of Wolters Kluwer’s 2021 Regulatory & Risk Management Indicator survey. This year’s......
ComplySci And RIA In A Box Join Forces To Launch The Future Of Compliance Software
Fintech News

ComplySci And RIA In A Box Join Forces To Launch The Future Of Compliance Software

Fintech News Desk
by Fintech News Desk0
Transformational Acquisition Brings Together Two Industry-Leading SaaS Organizations to Create Next Generation Suite of Compliance Solutions for the Financial Services Industry RIA in a Box to Continue Operating Under Existing Brand and Leadership  ComplySci (the “Company”), the leading provider of regulatory technology and compliance solutions for the financial services sector, announced......
Moody’s Acquires PassFort and Agrees to Acquire kompany, Expanding KYC and Compliance Capabilities
Fintech News

Moody’s Acquires PassFort and Agrees to Acquire kompany, Expanding KYC and Compliance Capabilities

Fintech News Desk
by Fintech News Desk0
Moody’s Corporation announced that it has acquired PassFort Limited and entered into an agreement to acquire 360kompany AG (kompany), two European providers of onboarding and Know Your Customer (KYC) technology solutions. The acquisitions complement Moody’s technology, data, and analytical capabilities, and enhance its industry-leading customer solutions for KYC, anti-money laundering,......
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