Search Results for: securities exchange

Launch of Follow-On Preferred Equity Offering for World’s First Tax-Exempt Global Digital Bank
Fintech Investment Services Mobile Banking News

Launch of Follow-On Preferred Equity Offering for World’s First Tax-Exempt Global Digital Bank

Fintech News Desk
by Fintech News Desk0
US Capital Global Securities LLC, an affiliate of US Capital Global, is offering to eligible investors an investment opportunity of up to $5 million in EQITrade Limited (“EQITrade”). Following on from US Capital Global Securities’ convertible note offering for EQITrade earlier this year, EQITrade is now seeking $5 million in Series......
Venminder
Fintech Investment Services News Trading

DEX Secures Regulatory Approval in the Abu Dhabi Global Market from the FSRA

Fintech News Desk
by Fintech News Desk0
DEX has secured a Financial Services Permission (FSP) from the Financial Services Regulatory Authority (FSRA) in the Abu Dhabi Global Market (ADGM) in the United Arab Emirates. The FSP authorizes DEX to operate a regulated Multilateral Trading Facility (MTF) and Custody platform using Virtual Assets that will serve retail /......
Vested Finance’s AUM Jumps 10-Fold in Nine Months
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Vested Finance’s AUM Jumps 10-Fold in Nine Months

Fintech News Desk
by Fintech News Desk0
Vested Finance, an online investment platform that enables Indian investors to invest in the US stock market saw total investments in the US markets from India grew 20% month-on-month in May 2020. The platform registered 30% growth in the number of people who have transferred USD into their accounts for......
SS&C Technologies Powers Mid Atlantic Capital's FINRA CAT Reporting
Capital Markets Fintech News Risk Management Trading

SS&C Technologies Powers Mid Atlantic Capital’s FINRA CAT Reporting

Fintech News Desk
by Fintech News Desk0
SS&C Technologies Holdings, announced that Mid Atlantic Capital Group has chosen SS&C to automate its FINRA Consolidated Audit Trail (CAT) reporting obligations. The Securities and Exchange Commission will require all broker-dealers to report equities and options transaction data to FINRA CAT at the end of the month. Read More: Abrigo Adds......
Carpenters Trusts of Western Washington Names Northern Trust as Asset Servicing Partner
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Carpenters Trusts of Western Washington Names Northern Trust as Asset Servicing Partner

Fintech News Desk
by Fintech News Desk0
Northern Trust has been selected by Carpenters Trusts of Western Washington, a Seattle-based self-administered Taft-Hartley trust, to provide global custody, securities lending, foreign exchange and related services for US$2.2 billion in trust assets. “We are excited to cultivate a strong partnership with Carpenters Trusts of Western Washington, and look forward......
Northern Trust Front Office Solutions Expands With Two Strategic Hires
Fintech Investment Services News

Northern Trust Launches Datum One Series Trust

Fintech News Desk
by Fintech News Desk0
Product Supports Asset Managers’ Distribution and Investment Goals Northern Trust announced the launch of Datum One Series Trust, expanding its offering of solutions designed to give advisers and investment managers an efficient mechanism to amplify product distribution and deliver investment strategies via mutual funds registered under the Investment Company Act......
Sterling Trading Tech Enhances Risk Calculations for Its Real-Time Risk & Margin Engine
Fintech News Risk Management Trading

Sterling Trading Tech Certified for CAT Production by FINRA

Fintech News Desk
by Fintech News Desk0
Sterling Trading Tech (STT), a leader in compliance, risk and infrastructure solutions for equity, options and futures trading, announced they have been certified by FINRA as an authorized CAT (Consolidated Audit Trail) Reporting Agent. Read More: smartTrade’s Solution Awarded Best Multi-Asset EMS System by Markets Media .@SterlingSTT Certified for CAT......
Cboe FX to Launch Central Limit Order Book for FX Market
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Cboe Global Markets Acquires Trade Alert, Adding Real-time Alerts and Analytics to Information Solutions Offering

Fintech News Desk
by Fintech News Desk0
Cboe Global Markets, one of the world’s largest exchange holding companies, announced it has acquired the business of Trade Alert, LLC, a real-time alerts and order flow analysis service provider based in New York. Read More: Fintech Europe Selects Ten Startups for its Fifth Batch Trade Alert will integrate with......
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