Tag : Regulatory Compliance

Fintech Company Angel One Limited Appoints Ex-citigroup Dr. Pravin Bathe as the Chief Legal & Compliance Officer
News Security

Fintech Company Angel One Limited Appoints Ex-citigroup Dr. Pravin Bathe as the Chief Legal & Compliance Officer

Fintech News Desk
by Fintech News Desk0
Committed to adhering to regulatory compliance in the changing financial industry landscape, the Fintech company Angel One Limited (formerly known as Angel Broking Limited) has appointed Dr. Pravin Bathe as the Chief Legal & Compliance Officer. In his capacity, he will enable the company to thrive in a dynamic regulatory environment. Dr. Bathe brings with him 21 years of rich experience to provide strategic guidance. Prior to joining Angel One Limited, Dr. Bathe headed compliance for investment banking, institutional equities, and research......
US Bank to Provide ESG Data Solutions to Global Fund Services Clients
Analytics Banking News

US Bank to Provide ESG Data Solutions to Global Fund Services Clients

Fintech News Desk
by Fintech News Desk0
US Bank announced that it will leverage Sustainalytics, a Morningstar Company and a leading global provider of ESG research and ratings, to offer environmental, social and governance (ESG) data solutions to U.S. Bank Global Fund Services (GFS) clients where independent ESG analytics and reporting services are required. “U.S. Bank brings......
Principal Financial Group Announces New Compliance and Investor Relations Leadership
Finance News

Principal Financial Group Announces New Compliance and Investor Relations Leadership

Fintech News Desk
by Fintech News Desk0
Principal Financial Group announced two new leadership hires within compliance and investor relations. Noreen Fierro joins Principal as senior vice president, chief compliance officer, effective February 21, overseeing all regulatory compliance operations for the global company. Fierro previously served as chief ethics and compliance officer at Guardian Life (2016-2021), where she was......
HUMBL Enters Into Asset Acquisition Agreement with BizSecure
Blockchain News

HUMBL Enters Into Asset Acquisition Agreement with BizSecure

Fintech News Desk
by Fintech News Desk0
HUMBL, Inc. announced that it has acquired the mobile identification, verifiable credentials and blockchain tokenization platform of BizSecure, as well as its employee and consulting resources. With this extensive acquisition, HUMBL will form a new commercial division called HUMBL Blockchain Services™, which will introduce and deliver blockchain corporate and governmental......
Amber Group Acquires DeCurret Inc., a Crypto-Asset Exchange Service Provider Registered with Japan Financial Services Agency
Cryptocurrency News

Amber Group Acquires DeCurret Inc., a Crypto-Asset Exchange Service Provider Registered with Japan Financial Services Agency

Fintech News Desk
by Fintech News Desk0
Amber Group, a leading global digital asset platform, announced the acquisition of DeCurret Inc. (DeCurret), the crypto asset exchange subsidiary of DeCurret Holdings, Inc., by Amber Group subsidiary WhaleFin Holdings Japan K.K (WhaleFin Japan). The transaction marks Amber Group’s entry into Japan, having acquired a Crypto-Asset Exchange Service Provider (CAESP) registered......
Wolters Kluwer Compliance Solutions and Floify Announce Collaboration for eNote Digital Signature Closings
Lending Mortgage News

Wolters Kluwer Compliance Solutions and Floify Announce Collaboration for eNote Digital Signature Closings

Fintech News Desk
by Fintech News Desk0
Product integration provides Floify customers with Wolters Kluwer eOriginal’s leading digital mortgage promissory eNote technology to expedite mortgage e-closings Wolters Kluwer Compliance Solutions and Floify, a leading point-of-sale solution in the mortgage industry and subsidiary of Porch Group, Inc., are collaborating to leverage the capabilities of Wolters Kluwer’s eOriginal product suite, the trusted......
Cooley Expands Financial Services Capabilities With Top Litigation Team
Finance News

Cooley Expands Financial Services Capabilities With Top Litigation Team

Fintech News Desk
by Fintech News Desk0
Michelle Rogers, Katherine Katz and Joshua Kotin have joined Cooley as partners in the firm’s elite financial services practice, where they will focus on defending clients in government enforcement actions and litigation. Katherine Halliday is also joining the team as a special counsel. Arriving from Buckley, the group brings extensive experience defending clients in high-stakes......
Accern Successfully Completes SOC 2 Type 2 Examination
Artificial Intelligence News Security

Accern Successfully Completes SOC 2 Type 2 Examination

Fintech News Desk
by Fintech News Desk0
The leading no-code AI platform for financial services completes data security and compliance audit to affirm its long-standing commitment to security and regulatory compliance Accern, the leading no-code AI platform for financial services, announced that it has successfully completed the 2021 Service Organization Control (SOC) 2 Type 2 examination. The......
Azimuth GRC Secures Strategic Investment from Truist Ventures
Investment Services News

Azimuth GRC Secures Strategic Investment from Truist Ventures

Fintech News Desk
by Fintech News Desk0
Automated compliance technology company continues momentum from Series A to further innovate their platform Azimuth GRC, a compliance automation pioneer, announced a strategic investment from Truist Ventures, the corporate venture capital division of Truist Financial Corporation. The investment will be utilized to build and innovate the revolutionary regulatory compliance Azimuth......
Terminus Capital Partners Acquires Pooled Investment Fund Software Company Delta Data
Fintech Investments News

Terminus Capital Partners Acquires Pooled Investment Fund Software Company Delta Data

Fintech News Desk
by Fintech News Desk0
TAP Software Holdings, an enterprise software investment vehicle managed by Terminus Capital Partners, announced the acquisition of Delta Data, a leading FinTech company specializing in providing back-end solutions processing trillions of dollars in assets for the mutual fund, collective investment trust, and broader public pooled investment fund industry. Founded in 1985,......
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