Tag : SEC

DTCC Authorized to Offer New Tokenization Service, Paving the Way to Tokenized DTC-Custodied Assets
Digital Asset Management Finance News

DTCC Authorized to Offer New Tokenization Service, Paving the Way to Tokenized DTC-Custodied Assets

Business Wire
by Business Wire0
DTC Receives No-Action Letter from SEC to Offer New Service to Accelerate Adoption of Digital Assets Industry Partnership & Collaboration Will Continue to Underpin DTCC’s Efforts to Help Lead Transition to Digital Markets In a major milestone to drive digital asset adoption, The Depository Trust & Clearing Corporation (DTCC), the premier......
Advisor360° Launches Parrot AI: A More Secure, Compliant Generative AI Assistant for Financial Advisors
Artificial Intelligence Fintech News Technology

Advisor360° Launches Parrot AI: A More Secure, Compliant Generative AI Assistant for Financial Advisors

Business Wire
by Business Wire0
Advisor360°, a leading provider of integrated technology for wealth management firms, has launched Parrot AI™, a standalone generative AI-powered meeting assistant designed to transform how financial advisors manage client interactions and daily workflows. “We’ve refined Parrot to be an AI-powered assistant that transforms advisor-client interactions into actionable insights so advisors can......
SRAX Signs Agreement to Merge with DNA Holdings
Finance Fintech News

SRAX Signs Agreement to Merge with DNA Holdings

GlobeNewswire
by GlobeNewswire0
SRAX Inc., a financial technology company that unlocks data and insights for publicly traded companies through its SaaS platform Sequire, announced today it has entered into a definitive merger agreement with DNA Holdings Venture Inc. pursuant to which the shareholders of DNA will become the majority owners of SRAX’s outstanding......
B2B Fintech News

BTCS Clarifies its Staking Operations In Response to the Recent SEC Complaint Against Kraken

Fintech News Desk
by Fintech News Desk0
BTCS Inc. a blockchain technology-focused company, clarified how StakeSeeker, its non-custodial staking-as-a-service platform, differs from other industry staking programs. On February 9, 2023, the Securities and Exchange Commission (“SEC”) charged Kraken with failing to register the offer and sale of their crypto asset staking-as-a-service program, whereby investors transfer crypto assets......
Capital Markets Featured Fintech Primers Markets

What Are Capital Markets?

Pooja Choudhary
by Pooja Choudhary0
It is the best medium of funds for institutions and offers various modes of investment avenues to all the investors who encourage capital building. let’s understand Capital markets and their functions briefly along with their tradable instruments. What Are Capital Markets?   The Capital market is a cog in the wheel......
Automation Anywhere to Acquire FortressIQ to Reimagine Intelligent Automation
Analytics Digital Digital Asset Management News

Nickel Digital CEO Anatoly Crachilovon Views On SEC Regulation

Fintech Staff Writer
by Fintech Staff Writer0
A viewpoint was shared by CEO and Founding Partner at Nickel Digital- Anatoly Crachilov, on SEC regulation of the digital asset sector. One of the great ironies of this latest action is that the SEC’s claim that “time-tested securities laws promote trust in the market” whilst they have a habit of glacial-paced......
Fintech News

Mercurity Fintech Holding Inc. Announced Closing Of $5 Million Private Investment In Public Equity (PIPE) Financing

Fintech News Desk
by Fintech News Desk0
Mercurity Fintech Holding Inc. a digital fintech group powered by blockchain technology, announced that on November 30, 2022, in connection with its private offering (the “PIPE”), it entered into a Securities Purchase Agreement (the “SPA”) with two investors to offer and sell the Company’s units, each consisting of one ordinary share......
Prometheum Launches SEC Registered Market for Digital Asset Securities
Digital Asset Management News Trading

Prometheum Launches SEC Registered Market for Digital Asset Securities

Fintech News Desk
by Fintech News Desk0
Prometheum’s Alternative Trading System enables institutions to trade digital asset securities under Federal Securities Laws Prometheum Ember ATS, a FINRA and SEC regulated ATS and broker-dealer in digital asset securities and subsidiary of parent company, Prometheum Inc., announced the launch of its alternative trading system. Prometheum ATS is a FINRA......
GigaCloud Technology Inc Announces Closing of $41 Million Initial Public Offering with Simultaneous Full Exercise of the Over-Allotment Option
B2B News

GigaCloud Technology Inc Announces Closing of $41 Million Initial Public Offering with Simultaneous Full Exercise of the Over-Allotment Option

Fintech News Desk
by Fintech News Desk0
GigaCloud Technology Inc a pioneer of global end-to-end B2B ecommerce solutions for large parcel merchandise, today announced the closing of its initial public offering, and simultaneous closing of the full over-allotment option of 3,381,000 Class A ordinary shares at a public offering price of $12.25 per Class A ordinary share......
Bear Market Conditions Lead to Investors Surging to Stocks and Crypto Investment Platform Streetbeat
Investment Services News

Bear Market Conditions Lead to Investors Surging to Stocks and Crypto Investment Platform Streetbeat

Fintech News Desk
by Fintech News Desk0
Streetbeat’s client base has increased by over 120% in June, with over 90,000 registered users Difficult financial trading conditions across the board have contributed to a huge surge in clients for Streetbeat, an easy-to-use investing and trading platform with diversified investment strategies that help spread risk and reduce volatility shown......
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