Tag : B. Riley Financial

B. Riley Financial Announces Notification of Delinquency with Nasdaq
Compliance management News

B. Riley Financial Announces Notification of Delinquency with Nasdaq

PR Newswire
by PR Newswire0
Nasdaq has informed the Company that it must submit a plan within 60 calendar days, or by May 17, 2024, to address how it intends to regain compliance with Nasdaq’s listing rules. If accepted, Nasdaq can grant an exception of up to 180 calendar days from the filing’s due date,......
Jimmy Baker Named President of B. Riley Securities
Banking Investments News

Jimmy Baker Named President of B. Riley Securities

Fintech News Desk
by Fintech News Desk0
B. Riley Financial, Inc. announced the promotion of Jimmy Baker to President of B. Riley Securities, Inc. Mr. Baker will continue to serve as the firm’s Head of Capital Markets. As President of B. Riley Securities, Mr. Baker will now oversee the firm’s Investment Banking activities while continuing to strategically lead the......
B. Riley Financial Appoints Renée E. LaBran to its Board of Directors
Fintech News

B. Riley Financial Appoints Renée E. LaBran to its Board of Directors

Fintech News Desk
by Fintech News Desk0
B. Riley Financial, Inc., a diversified financial services company, announced that Renée E. LaBran has joined its Board of Directors and will serve on the Audit and Governance Committees. With her appointment, the number of directors on B. Riley’s board increases to nine members, including seven independent directors. Bryant Riley,......
B. Riley Financial Names Martin Bernstein Head of Private Investments
Finance Fintech Investments News

B. Riley Financial Names Martin Bernstein Head of Private Investments

Fintech News Desk
by Fintech News Desk0
B. Riley Financial, Inc., a leading provider of business advisory and financial services, announced that Martin Bernstein has joined B. Riley Principal Investments as Head of Private Investments. In this newly created role, Bernstein is responsible for sourcing, underwriting, and managing investments with private companies in addition to leading distribution to......
B. Riley Financial Completes Acquisition of National Holdings Corporation, Creates Meaningfully Enhanced Wealth Management Platform
Banking Fintech News

B. Riley Financial Completes Acquisition of National Holdings Corporation, Creates Meaningfully Enhanced Wealth Management Platform

Fintech News Desk
by Fintech News Desk0
B. Riley Financial, Inc. and National Holdings Corporation announced the completion of the firms’ previously announced merger. In connection with the transaction, National becomes a wholly owned subsidiary of B. Riley Financial and an affiliate of B. Riley Wealth Management. National adds nearly 700 registered representatives and assets of approximately......
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