Tag : RegEd

RegEd Expands AI-Powered Advertising Review to Support SEC Compliance for Investment Advisers
Compliance management Investment Services News

RegEd Expands AI-Powered Advertising Review to Support SEC Compliance for Investment Advisers

GlobeNewswire
by GlobeNewswire0
Powered by RegEd’s Eddie AI Compliance Assistant, expanded coverage adds the SEC Marketing Rule and related investment adviser requirements to existing FINRA support — delivering the industry’s most comprehensive scope of securities advertising compliance. RegEd, the leading provider of compliance solutions for financial services firms, today announced the expansion of......
RegEd Names Kevin Bieri Chief Architect to Accelerate Platform Modernization and Innovation
Fintech InsurTech News

RegEd Names Kevin Bieri Chief Architect to Accelerate Platform Modernization and Innovation

GlobeNewswire
by GlobeNewswire0
RegEd, the market-leading provider of enterprise compliance and producer management solutions for insurance and financial services firms, announced the appointment of Kevin Bieri as Chief Architect. Establishing this new role reflects RegEd’s continued investment in technology modernization and platform scalability to meet the evolving needs of its clients. Bieri brings......
RegEd Appoints Adam Schaub as Vice President of Platform Product Management
Business Fintech InsurTech News

RegEd Appoints Adam Schaub as Vice President of Platform Product Management

Fintech News Desk
by Fintech News Desk0
RegEd, the market-leading provider of enterprise regulatory compliance solutions to banks, broker-dealers, insurance companies and brokers, is pleased to announce its appointment of Adam Schaub to the role of Vice President, Platform Product Management. In this role, Schaub will direct RegEd’s platform product management team and lead the strategy and......
RegEd Appoints Adam Schaub as Vice President of Platform Product Management
Banking Fintech InsurTech News

RegEd Appoints Chris Heggelund As Chief Client Officer

Fintech News Desk
by Fintech News Desk0
RegEd, the market-leading provider of enterprise regulatory compliance solutions to banks, broker-dealers, insurance companies and brokers, is pleased to announce its appointment of Chris Heggelund to the role of Chief Client Officer (CCO). In this role, Heggelund will direct RegEd’s Implementation, Customer Success and ongoing Customer Support functions to drive......
RegEd and AICP Host Joint Webinar on Best Practices in Regulatory Change Management
Fintech InsurTech News

RegEd and AICP Host Joint Webinar on Best Practices in Regulatory Change Management

Fintech News Desk
by Fintech News Desk0
RegEd, the leading provider of compliance technology solutions for the financial services industry, recently presented a webinar Regulatory Change Management: The State of Insurance Regulation and Compliance Best Practices in a Pandemic World. The webinar was co-hosted with The Association of Insurance Compliance Professionals (AICP), an organization offering the insurance industry compliance......
Celent Report on Employee Conduct and Conflicts of Interest in the Financial Services Industry Published
Fintech News

Celent Report on Employee Conduct and Conflicts of Interest in the Financial Services Industry Published

Fintech News Desk
by Fintech News Desk0
Commissioned by RegEd, the report identifies processes and technology best practices that leading firms employ to reduce risk in today’s environment. RegEd, the market-leading provider of enterprise compliance solutions to banks, broker-dealers insurance companies, and other financial services firms, is pleased to announce the publication of a new analyst report,......
RegEd Appoints Adam Schaub as Vice President of Platform Product Management
Fintech News

RegEd Appoints Joe DiAngelo as Executive Vice President of Sales

Fintech News Desk
by Fintech News Desk0
RegEd, the market-leading provider of enterprise regulatory compliance solutions to banks, broker-dealers, insurance companies and brokers, is pleased to announce its appointment of Joe DiAngelo to the role of Executive Vice President (EVP) of Sales. In this role, DiAngelo will direct RegEd’s enterprise sales development team to exceed growth objectives.......
RegEd CEO and Founder to be a Featured Presenter at FSI OneVoice 2020
Business News

RegEd CEO and Founder to be a Featured Presenter at FSI OneVoice 2020

Fintech News Desk
by Fintech News Desk0
John M. Schobel Will Present on the Topic of Driving Efficiency and Effectiveness in Branch Exams and Field Audits. RegEd, the leading provider of compliance technology solutions to broker-dealers and other financial services firms, is pleased to announce its participation in the Financial Services Institute (FSI) OneVoice conference in San......
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