Category : Compliance management

Artificial Intelligence Compliance management Guest Posts Security Technology

Why are Compliance Pros so Wary of AI?

Jon Elvin
by Jon Elvin0
The landscape of regulatory compliance has always been complicated, but recent research revealed that the vast majority (92.4%) of compliance professionals feel like their jobs have gotten even harder. Between ongoing regulatory concerns and stretched-thin resources, it’s no surprise that compliance teams are feeling the heat, especially when you consider......
Airsed Securities Reinforces Commitment to Regulatory Compliance and Investor Protection with Robust Security Framework
Compliance management News Security

Airsed Securities Reinforces Commitment to Regulatory Compliance and Investor Protection with Robust Security Framework

GlobeNewswire
by GlobeNewswire0
Airsed Securities Ltd., a US-registered financial technology company, reaffirmed that investor protection and stringent adherence to regulatory standards are the cornerstones of its operational philosophy. The company has implemented a comprehensive compliance and security framework designed to provide a safe and transparent trading environment for its global clientele. As a......
Pebble Finance Successfully Achieves SOC 2 Type II Compliance
Compliance management Finance News

Pebble Finance Successfully Achieves SOC 2 Type II Compliance

GlobeNewswire
by GlobeNewswire0
SOC 2 certification highlights Pebble FInance’s commitment to providing secure services to their clients. Pebble Finance, a leading portfolio analytics and financial technology company that transforms news and proprietary research into actionable investment insights, announced the successful completion of its SOC 2 Type II audit. This achievement affirms that Pebble......
Opoint Appoints Peter Ferrold as New CEO
Compliance management Finance News

Opoint Appoints Peter Ferrold as New CEO

EIN Presswire
by EIN Presswire0
Opoint is pleased to announce the appointment of Peter Ferrold as its new Chief Executive Officer, effective August 11, 2025. Based in Copenhagen, Peter will lead Opoint into its next chapter of growth, innovation, and international expansion. Peter brings more than 20 years of commercial leadership experience, having successfully built and......
Banking Compliance management Featured Fintech InsurTech Security

The Impact of Open Banking on Cross-Carrier Data Sharing in Insurance

Fintech Staff Writer
by Fintech Staff Writer0
Open Banking, initially a transformative force in the financial sector, is now increasingly influencing adjacent industries—including insurance. By enabling secure, consent-based sharing of financial data through APIs, Open Banking is laying the groundwork for a more interconnected ecosystem. One of the most promising applications of this evolution is cross-carrier data......
COMPLY Appoints Brian Alexander as Chief Financial Officer and Jack Van Arsdale as General Counsel to Accelerate Growth and Global Expansion
Compliance management Fintech News

COMPLY Appoints Brian Alexander as Chief Financial Officer and Jack Van Arsdale as General Counsel to Accelerate Growth and Global Expansion

GlobeNewswire
by GlobeNewswire0
GRC veterans bring decades of experience scaling SaaS businesses, navigating complex regulatory environments, and leading cross-functional teams to deliver long-term value for COMPLY’s clients COMPLY, the leading provider of regulatory compliance software and services for financial firms, announced the appointments of Brian Alexander as Chief Financial Officer and Jack Van......
Smartria Announces Mark Cunha as Head of Growth Initiatives to Accelerate Strategic Expansion
Compliance management Fintech News

Smartria Announces Mark Cunha as Head of Growth Initiatives to Accelerate Strategic Expansion

PR Newswire
by PR Newswire0
Smartria, a leading compliance software platform for investment advisors, is excited to announce Mark Cunha as its new Head of Growth Initiatives. This strategic addition to the executive team reflects Smartria’s commitment to accelerating innovation and expanding its market footprint across the regulatory technology landscape. Mark brings more than 10 years......
88% of Financial Institutions Feel Audit-Ready, yet 49% Still Struggle with Privileged Access and Manual Compliance, New Survey by StrongDM Finds
Compliance management Fintech News

88% of Financial Institutions Feel Audit-Ready, yet 49% Still Struggle with Privileged Access and Manual Compliance, New Survey by StrongDM Finds

PR Newswire
by PR Newswire0
StrongDM survey of 1,000 security, IT, and compliance professionals reveals 88% of financial organizations feel audit-ready, but tool sprawl and access management gaps pose ongoing risks. As financial institutions and fintech firms face increasing regulatory pressure and evolving cyber threats, maintaining continuous compliance has become more critical—and more complex. A......
Openforce Welcomes Scott Chiba as Senior Product Director
Compliance management News Technology

Openforce Welcomes Scott Chiba as Senior Product Director

EIN Presswire
by EIN Presswire0
Openforce continues to deepen its investment in elite leadership talent and technology and operational excellence as it continues to scale. Openforce, the leading provider of compliance software, technology tools, and insurance solutions for independent contractor vendor workforce management, is proud to announce the addition of Scott Chiba as Senior Product......
Vouch and Toku Partner to Deliver Streamlined Risk and Compliance Infrastructure for Token Issuers
Compliance management Fintech InsurTech News

Vouch and Toku Partner to Deliver Streamlined Risk and Compliance Infrastructure for Token Issuers

PR Newswire
by PR Newswire0
Vouch, the leading provider of business insurance for high-growth companies, and Toku, the leading crypto-native employment and token compensation solution provider, announced a strategic partnership to deliver streamlined risk and compliance infrastructure for crypto-native companies and token issuers. Together, Vouch and Toku are addressing a critical market need: helping blockchain teams......
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