Search Results for: compliance risks

CoinDCX Enhances AML Protection, Announces Partnership With Solidus Labs
Blockchain Cryptocurrency News

CoinDCX Enhances AML Protection, Announces Partnership With Solidus Labs

Fintech News Desk
by Fintech News Desk0
An industry-first in India, CoinDCX leverages Solidus Labs’ machine-learning detection models to strengthen trust and transparency on its platform and raise compliance standards for the crypto sector CoinDCX, India’s first crypto unicorn and the nation’s safest crypto exchange, announced that it has selected crypto-native risk monitoring firm Solidus Labs as......
Mashreq Bank Chooses Thetaray Transaction Monitoring Solution for Correspondent Banking
Banking News

Mashreq Bank Chooses Thetaray Transaction Monitoring Solution for Correspondent Banking

Fintech News Desk
by Fintech News Desk0
UAE Bank Contract Marks Expansion of Thetaray AI-Driven Solution into Middle East Financial Institutions Mashreq Bank of the UAE and ThetaRay announced they will collaborate in transaction monitoring. The implementation of ThetaRay’s AI-driven, next-generation solution allows safe and secure cross-border payment transfers for correspondent banking with protection from financial crime. The collaboration......
Novo Selects ComplyAdvantage For Award-Winning Transaction Monitoring Solution
Banking News

Novo Selects ComplyAdvantage For Award-Winning Transaction Monitoring Solution

Fintech News Desk
by Fintech News Desk0
The RegTech’s Comprehensive Transaction Risk Management Solution Is Purpose-Built To Keep Pace With The Banking Innovator’s Rapid Growth ComplyAdvantage, a global data technology company transforming financial crime detection, announced that Novo,  an award-winning digital banking platform for small businesses sponsored by Middlesex Federal Savings, F.A., has selected the company’s award-winning Transaction......
Fidelity Accused Of "Lackadaisical" Vetting Of Investors Wanting To Trade In Complex, Risky Investments
Investments News Risk Management

Fidelity Accused Of “Lackadaisical” Vetting Of Investors Wanting To Trade In Complex, Risky Investments

Fintech News Desk
by Fintech News Desk0
William Galvin, head of the Massachusetts Securities Division, has filed an administrative complaint against Fidelity Brokerage Services. The firm has been accused of not making a good enough attempt to vet investors’ applications before allowing them to engage in options and margin trading. This led to financial losses for investors.......
Climate Risk Study Finds Advances In Financial Industry Mitigation Strategies; Concerns Linger on Execution
Fintech News Risk Management

Climate Risk Study Finds Advances In Financial Industry Mitigation Strategies; Concerns Linger on Execution

Fintech News Desk
by Fintech News Desk0
Benchmarking study of over 70 financial institutions identifies potential revenue enhancement and increased regulatory compliance as drivers of progress on climate risk strategy. A new benchmarking study found that climate change is placing increasing demands on major financial institutions worldwide to establish and execute on climate risk mitigation strategies. The study — led......
Tint Raises a $25M Series A Round Led By QED Investors to Enable Tech Platforms to Become Insurers
InsurTech News

Tint Raises a $25M Series A Round Led By QED Investors to Enable Tech Platforms to Become Insurers

Fintech News Desk
by Fintech News Desk0
Tint empowers companies to protect end-users from risks inherent in their products and services with embedded insurance Tint, the platform that empowers companies to protect their end-users through unique embedded insurance products, announced that it raised $25M in Series A funding. The round was led by QED Investors with participation......
With Looming Regulatory Enforcement, Compliant NFT Securitization and Trading Comes Front and Center with GUARDD, Dalmore & PPEX
Blockchain News

With Looming Regulatory Enforcement, Compliant NFT Securitization and Trading Comes Front and Center with GUARDD, Dalmore & PPEX

Fintech News Desk
by Fintech News Desk0
It likely will not be long before the first enforcement action against a Non-Fungible Token (NFT) issuer is announced by the Securities and Exchange Commission. Many NFTs will be deemed to be securities, and therefore, a compliant means of satisfying both Federal and State securities laws is required. A technology......
DeFi and the Rise of Disruptive Financial Innovation
DeFi Featured Guest Posts

DeFi and the Rise of Disruptive Financial Innovation

Michael Kodari
by Michael Kodari0
  DeFi presents a revolutionary and innovative new frontier when it comes to opening fresh opportunities in improving the global financial markets. Let’s take a look at what DeFi is and its implications within the wider global banking and finance ecosystem. DeFi Defined De-centralized Finance (DeFi) in general terms is......
How to Ensure Data Security in Fintech and Financial Services
Fintech News

No Hackers Allowed: How to Ensure Data Security in Fintech and Financial Services

Fintech News Desk
by Fintech News Desk0
What are the core data security challenges in Fintech and financial services? In this Data Hunters discussion with Paras Shah, founder and CEO of LAMR Group, we discover that it’s about matching the needs of the business with the right security strategy Fintech, or financial technology, has revolutionized the way......
Supply Wisdom Closes Institutional Funding Round to Help Companies Manage Risk Amid Unprecedented Supply Chain Disruptions
Fintech Funding News Risk Management

Supply Wisdom Closes Institutional Funding Round to Help Companies Manage Risk Amid Unprecedented Supply Chain Disruptions

Fintech News Desk
by Fintech News Desk0
Leading Third-Party Risk Intelligence Firm Raises Growth Capital from Fulcrum Equity Partners Supply Wisdom – the leader in continuous risk intelligence and risk actions – announced it has closed an institutional funding round led by Fulcrum Equity Partners with participation from Florida Funders. Supply Wisdom will leverage the investment to scale vertical and......
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